Enforcement

Fintech / Regtech

ASIC Ramps Up Action Against AI-Powered Investment Scams

By Sanday Chongo Kabange | 09/04/2026

ASIC has removed a record number of scam websites, warning that artificial intelligence is making fraudulent investment schemes more convincing and harder to spot.

Enforcement

FBI Report Highlights SEA's Role in Causing Record Cybercrime Losses

By Manesh Samtani | 08/04/2026

Report reveals record cybercrime losses in 2025, with organised crime groups in Southeast Asia and India-based call centres identified as key threats.

Capital / Liquidity

APRA Imposes AUD 2 Million Capital Add-on on Sovereign Insurance

By Sanday Chongo Kabange | 08/04/2026

The capital charge was imposed to address serious deficiencies in its risk management, operational risk, and regulatory reporting frameworks.

Securities / Derivatives

India Invokes Treaty Anti-Abuse Rule in Jane Street Tax Dispute

By Editors | 08/04/2026

India's tax office has challenged treaty benefits claimed by Jane Street's Singapore arm, invoking the MLI-PPT over potentially billions in escaped income from derivatives trading.

Securities / Derivatives

Korea Enforces Shareholder Reporting for Large Unlisted Firms

By Mark Johnston | 08/04/2026

The regulator has reminded large unlisted companies to report controlling shareholder stakes or face penalties, including executive dismissal recommendations.

Enforcement

China Probes Data Collection Practices in Finance and Other Sectors

By Mark Johnston | 07/04/2026

Regulators will scrutinise illegal data collection and use by banks, insurers, and online loan platforms as part of a nationwide enforcement action.

ESG / Sustainability

Indian Bank Union Seeks Probe into HDFC After Chairman's Exit

By Nithya Subramanian | 07/04/2026

A major bank employees' union has demanded a government inquiry into governance at India's largest private lender following a high-profile resignation.

Enforcement

Thai SEC Sanctions Deloitte Auditor for Falsifying Financial Statements

By Mark Johnston | 06/04/2026

The regulator has filed a criminal complaint and imposed a six-year ban on the auditor for serious professional misconduct that facilitated financial fraud.

Enforcement

Singapore Charges Fourth Executive in Probe of Illicit Nvidia Chip Exports

By Nithya Subramanian | 06/04/2026

The case highlights growing US pressure on Southeast Asian hubs to enforce export controls on advanced technology destined for China.