Enforcement

AML / KYC

India’s FIU and I4C Sign Pact to Combat Financial Fraud

By Nithya Subramanian | 11/04/2026

New agreement will see FIU-IND and I4C share data to improve fraud prevention, strengthen detection protocols, and accelerate asset recovery.

Enforcement

SFC Fines Asset Manager HKD 2 Million Over Staff Trading Failures

By Sanday Chongo Kabange | 11/04/2026

Impression Investment Limited and its former responsible officer were sanctioned for internal control deficiencies and personal account dealing breaches.

Enforcement

China Launches New Crackdown on Illicit Financial Intermediaries

By Mark Johnston | 10/04/2026

The campaign targets illegal deposit, loan, and insurance intermediaries, as well as unauthorised online lending and anti-collections services.

Enforcement

Trip.com Faces US Class Action Over China Antitrust Probe

By Mark Johnston | 10/04/2026

A securities fraud lawsuit alleges the online travel giant misled investors about regulatory risks from its monopolistic practices in China.

Enforcement

ASIC Bans Four More Advisers in Crackdown Over Super Fund Collapses

By Sanday Chongo Kabange | 10/04/2026

ASIC has permanently banned four advisers - including a permanent ban and a 10-year ban - for misconduct linked to the collapsed Shield and First Guardian superannuation funds.

Market Infrastructure

Australia Proposes Overhaul of Superannuation, Financial Advice Rules

By Sanday Chongo Kabange | 10/04/2026

The government has launched consultations on wide-ranging reforms targeting superannuation platforms, lead generators, and the last-resort compensation scheme.

Enforcement

Korea to Triple Small-Scale Offering Cap, Tighten Rules for Fractional Investments

By Mark Johnston | 10/04/2026

Regulators have proposed raising the small-scale public offering threshold to KRW 3 billion while mandating full disclosure for fractional investment securities and easing rules for VC funds.

Fintech / Regtech

ACCC Warns Australian Banks on Mortgage Due Diligence

By Sanday Chongo Kabange | 09/04/2026

The competition regulator is urging lenders to improve loan checks using open banking, as the industry lobbies for access to tax data to combat fraud.

Capital / Liquidity

FSS Korea Probes Two Banks Over Tech Loan Irregularities

By Nithya Subramanian | 09/04/2026

The FSS is inspecting KB Kookmin Bank and Woori Bank amid allegations of falsified credit evaluations.