Securities / Derivatives

Enforcement

Hong Kong Imposes Record Fine on PwC Over Evergrande Audit Failures

By Sanday Chongo Kabange | 24/04/2026

Regulators have imposed a record fine, a practice ban, and a landmark shareholder compensation scheme on PwC for "egregious" audit failures at the collapsed developer.

Securities / Derivatives

Taiwan Confirms Plan to Allow US Dollar Dividend Payouts

By Sanday Chongo Kabange | 24/04/2026

The new policy, aimed at foreign investors, will be implemented as early as 2027 to reduce currency exchange costs and volatility.

Crypto / Digital Assets

OCBC Launches Tokenised Physical Gold Fund on Public Blockchains

By Nithya Subramanian | 24/04/2026

The token, a first for Southeast Asia, is issued under a framework involving three MAS-regulated entities to ensure institutional-grade governance.

Securities / Derivatives

CSRC Proposes Tiered Penalty System for Illegal Share Sales

By Mark Johnston | 23/04/2026

The CSRC has released draft rules that classify violations and set out specific, tiered fines to crack down on irregular disposals by major shareholders.

Securities / Derivatives

MSCI Extends Indonesia Review, Keeps Index Curbs Amid Reforms

By Nithya Subramanian | 23/04/2026

The index provider will assess new ownership transparency and free float rules before lifting restrictions imposed over investability concerns.

Securities / Derivatives

BIS Paper Highlights Systemic Risks from Fund Hedging Behaviour

By Manesh Samtani | 23/04/2026

New BIS bulletin finds speculative currency hedging by equity funds can amplify market shocks, posing risks to financial stability.

Securities / Derivatives

Securities Association of China Expands Pay Clawbacks to Former Staff

By Mark Johnston | 23/04/2026

The SAC has revised remuneration rules for brokerages, mandating longer-term performance metrics and stricter deferral and clawback arrangements.

Fintech / Regtech

India, Korea Deepen Financial Ties with Regulatory, Payments Pacts

By Nithya Subramanian | 23/04/2026

The agreements include a regulatory MoU and a pact to integrate digital payment systems, aiming to boost investment and interoperability.

Securities / Derivatives

HKEX Creates New Senior Role to Build FIC Capabilities

By Sanday Chongo Kabange | 23/04/2026

HKEX has appointed a Head of Debt Market Development to facilitate the build-out of its fixed income capabilities and advance Hong Kong’s position as an international bond hub.