Securities / Derivatives

    Securities / Derivatives

    Philippines SEC Proposes Hard Term Limits for Independent Directors

    By Editors | 02/10/2025

    The regulator aims to bolster corporate governance by introducing a three-year fixed term and a strict nine-year cumulative cap for independent directors.

    Securities / Derivatives

    SEBI Extends Retail Algo Trading Rollout with Phased Timeline

    By Nithya Subramanian | 02/10/2025

    SEBI has once more granted stock brokers additional time to upgrade systems for the new retail algo trading framework, introducing a three-step glide path before the rules become mandatory in April 2026.

    Securities / Derivatives

    Taiwan FSC Proposes Earlier Disclosure of Shareholder Meeting Materials

    By Nithya Subramanian | 02/10/2025

    The FSC has proposed amendments requiring listed companies to publish shareholder meeting handbooks 30 days in advance and annual reports 14 days before meetings.

    Securities / Derivatives

    China Probes US Quant Firm Tower Research Over Hardware Imports

    By Editors | 02/10/2025

    Customs authorities are investigating allegations of smuggling, while financial regulators examine if the firm gained an unfair trading advantage at the SHFE.

    Securities / Derivatives

    Korean Politicians Propose Mandatory Share Buyback Cancellation, Tax Cuts

    By Editors | 02/10/2025

    Rival parties are competing to attract retail investors with proposals aimed at boosting shareholder returns and tackling the "Korea discount."

    Securities / Derivatives

    HKEX Warns Clearing Members on Misuse of Client Accounts

    By Manesh Samtani | 02/10/2025

    HKEX has reminded clearing members of their due diligence obligations and flagged common errors in client margin offsetting.

    ESG / Sustainability

    Sri Lanka Launches First Blue Bond Under New Regulatory Framework

    By Mark Johnston | 02/10/2025

    The issuance by DFCC Bank will fund ocean sustainability projects, aligning with international standards and marking a first for the nation.

    ESG / Sustainability

    UN, TNFD Launch Model Guidance for Exchanges on Nature-Risk Disclosure

    By Manesh Samtani | 02/10/2025

    The guidance provides a template for bourses to help listed companies report on nature-related risks and opportunities, aligning with the TNFD framework.

    Securities / Derivatives

    Shanghai Exchange Debuts First Foreign-Sponsored Consumer REIT

    By Nithya Subramanian | 02/10/2025

    The listing on the SSE marks China’s first consumer REIT sponsored by an international asset manager, reflecting a push to diversify asset classes.

    Securities / Derivatives

    FSB Details Progress on Bolstering Non-Bank Financial Sector

    By Editors | 01/10/2025

    The FSB has outlined recent policy initiatives on leverage, money market funds, and margining to enhance non-bank financial intermediation resilience.

    JOIN OUR NEWSLETTER

    A daily selection of top stories from the Regulation Asia editorial team