Securities / Derivatives

    Securities / Derivatives

    China Drafts Tough New Audit Law to Tackle Fraud & Misconduct

    By Manesh Samtani | 02/03/2026

    Draft law doubles fines for misconduct, introduces lifetime bans, and tightens entry rules for firms auditing listed companies.

    Securities / Derivatives

    SEBI Overhauls Mutual Fund Categorisation Rules, Caps Portfolio Overlap

    By Nithya Subramanian | 02/03/2026

    SEBI has capped portfolio overlap, introduced life-cycle funds, and scrapped solution-oriented schemes to reduce duplication and enhance investor clarity.

    Securities / Derivatives

    SEBI Mandates Use of Domestic Benchmarks for Gold, Silver ETF Valuation

    By Nithya Subramanian | 01/03/2026

    The move, effective April 2026, replaces the London benchmark to better reflect local market conditions and improve transparency for investors.

    ESG / Sustainability

    WFE Guide Outlines Path for Issuers to Access Transition Finance

    By Sanday Chongo Kabange | 01/03/2026

    New guide details how to build credible transition plans, choose the right instruments, and navigate a complex, evolving regulatory landscape to tap into the market.

    Securities / Derivatives

    SEBI Mandates Additional Disclosures on Social Media by Regulated Entities

    By Nithya Subramanian | 01/03/2026

    Regulated entities required to clearly identify their SEBI registration details on social media to help investors distinguish licensed players from unregistered actors online.

    Market Infrastructure

    SFC Calls on Firms to Participate in Rehearsals for HKEX Network Upgrade

    By Sanday Chongo Kabange | 27/02/2026

    Exchange Participants must test connectivity ahead of a Q3 2026 system cutover designed to boost market stability and resilience.

    Enforcement

    Hong Kong SFC Bans Former Representative of Sun Hung Kai for Life

    By Sanday Chongo Kabange | 27/02/2026

    The individual conducted unauthorised trades and forged documents over a five-year period to conceal significant client losses.

    Securities / Derivatives

    Thailand Futures Exchange Unveils Strategy to Draw in Retail Investors

    By Nithya Subramanian | 27/02/2026

    TFEX is launching mini gold futures and short-dated options to lower entry barriers and reposition itself as a risk management hub.

    Securities / Derivatives

    Kenanga Launches Malaysia’s First Tokenised Money Market Funds

    By Manesh Samtani | 27/02/2026

    The move, part of a collaboration with the Stellar Development Foundation, aims to expand retail access and improve operational efficiency.

    Securities / Derivatives

    ASX Faces Calls to Recalibrate Proposed Derivatives Volatility Controls

    By Sanday Chongo Kabange | 27/02/2026

    Market participants have backed extending anomalous order thresholds to interest rate futures but rejected proposed parameters and called for different controls for commodities.

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