Securities / Derivatives

    Enforcement

    Hong Kong Authorities Raid Citic Securities, Guotai Junan Offices - Reports

    By Sanday Chongo Kabange | 12/03/2026

    The move marks a significant escalation of regulatory scrutiny into the city's financial sector amid a boom in capital markets activity.

    Securities / Derivatives

    Hainan FTP Launches First Public Fund for Overseas Investors

    By Mark Johnston | 12/03/2026

    The move marks a milestone for the free trade port under a new cross-border asset management pilot programme.

    Market Infrastructure

    Korea Orders Review of Stress Test Frameworks Amid Mideast Crisis

    By Sanday Chongo Kabange | 12/03/2026

    FSC orders review of scenario-based stress tests to identify 'weak links' in the financial system amid heightened market volatility and structural shifts.

    Securities / Derivatives

    Indonesia Tightens IPO Fund Rules with Special Accounts

    By Mark Johnston | 12/03/2026

    Indonesia's OJK has introduced new rules requiring issuers to hold public offering proceeds in separate bank accounts to improve market transparency.

    Capital / Liquidity

    RBI Revises Counterparty Credit Risk Rules to Align with Basel Norms

    By Nithya Subramanian | 11/03/2026

    New rules clarify capital charges for clearing members and revise add-on factors for derivatives, lowering them for some contracts while raising them for others.

    Securities / Derivatives

    APAC Securities Lending Shaped by Complex Local Regulation - Report

    By Manesh Samtani | 11/03/2026

    New report details how unique rules in Hong Kong, Japan, and Australia create a complex operational and regulatory landscape for securities finance.

    Securities / Derivatives

    US Lawmakers Probe Alleged Manipulation of US-Listed Chinese Stocks

    By Nithya Subramanian | 11/03/2026

    A House Select Committee is investigating Wall Street underwriters over their alleged roles in bringing Chinese companies linked to stock manipulation schemes to US markets.

    Securities / Derivatives

    KRX Inks 24-Hour Derivatives Deals with Eurex and ICE

    By Sanday Chongo Kabange | 11/03/2026

    KRX will sign agreements with Eurex and ICE to expand trading access as part of its bid for inclusion in the MSCI Developed Markets Index.

    Securities / Derivatives

    Bursa Malaysia Pledges Support for New Capital Market Masterplan

    By Nithya Subramanian | 11/03/2026

    The exchange plans to boost IPOs, expand ESG and Islamic finance offerings, and strengthen market access for smaller companies, aiming to future‑proof the market and enhance regional connectivity.

    Capital / Liquidity

    Korea Urges Banks to Accelerate Shift to 'Productive Finance'

    By Sanday Chongo Kabange | 11/03/2026

    The FSC has urged financial firms to support the real economy's structural change, warning that market performance will be the ultimate judge of success.

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