Securities / Derivatives

    Securities / Derivatives

    Korean Regulators Refer 11 to Prosecutors in Major Stock Manipulation Case

    By Sanday Chongo Kabange | 12/03/2026

    The group, including financial professionals, allegedly used over KRW 100 billion and a company’s own treasury shares to manipulate prices.

    Securities / Derivatives

    Insider Trading Dominated Korean Market Abuse Cases in 2025: KRX

    By Editors | 12/03/2026

    KRX referred 98 cases of suspected unfair trading to financial authorities, with the KOSDAQ market remaining a hotspot.

    Securities / Derivatives

    Malaysia SC and Companies Commission Sign Pact to Boost MSME Funding

    By Nithya Subramanian | 12/03/2026

    The Securities Commission and Companies Commission will share corporate data to expand MSME access to capital markets and strengthen oversight.

    Crypto / Digital Assets

    ASIC Outlines 'Substance Over Form' Approach to Digital Asset Regulation

    By Sanday Chongo Kabange | 12/03/2026

    A senior Australian regulator argues for integrating digital assets into existing financial laws, rejecting the need for entirely bespoke frameworks.

    Capital / Liquidity

    SEBI: Mis-Selling, Weak Valuations Key Challenges for AIF sector

    By Nithya Subramanian | 12/03/2026

    SEBI Chairman said the sector must enhance governance and investor protection as it grows into a key source of capital for the economy.

    Securities / Derivatives

    Indonesia Confirms New OJK Leadership to Push Market Reforms

    By Mark Johnston | 12/03/2026

    Indonesia has confirmed new OJK appointments tasked with implementing urgent governance reforms and restoring global confidence in the domestic market.

    Enforcement

    Hong Kong Authorities Raid Citic Securities, Guotai Junan Offices - Reports

    By Sanday Chongo Kabange | 12/03/2026

    The move marks a significant escalation of regulatory scrutiny into the city's financial sector amid a boom in capital markets activity.

    Securities / Derivatives

    Hainan FTP Launches First Public Fund for Overseas Investors

    By Mark Johnston | 12/03/2026

    The move marks a milestone for the free trade port under a new cross-border asset management pilot programme.

    Market Infrastructure

    Korea Orders Review of Stress Test Frameworks Amid Mideast Crisis

    By Sanday Chongo Kabange | 12/03/2026

    FSC orders review of scenario-based stress tests to identify 'weak links' in the financial system amid heightened market volatility and structural shifts.

    Securities / Derivatives

    Indonesia Tightens IPO Fund Rules with Special Accounts

    By Mark Johnston | 12/03/2026

    Indonesia's OJK has introduced new rules requiring issuers to hold public offering proceeds in separate bank accounts to improve market transparency.

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