Securities / Derivatives

    Securities / Derivatives

    Thailand, Laos Sign MOU on Stock Market Integration

    By Mark Johnston | 06/04/2026

    The agreement aims to strengthen cross-border connectivity, explore dual listings, and enhance regulatory cooperation between the two Southeast Asian markets.

    Securities / Derivatives

    Tokyo Bourse Mandates Listing Objective Disclosures for PRO Market

    By Sanday Chongo Kabange | 06/04/2026

    The new requirement aims to enhance the functionality of the market for professional investors and clarify company growth strategies.

    Securities / Derivatives

    New SFC Rules Pormpt CITIC Securities to Withdraw as IPO Sponsor

    By Editors | 06/04/2026

    CITIC Securities has withdrawn as an IPO sponsor for Top Toy International Group to comply with a new cap imposed by Hong Kong's SFC.

    Securities / Derivatives

    SEBI Proposes Reinstating Open Market Share Buybacks

    By Sanday Chongo Kabange | 06/04/2026

    The proposal follows key tax reforms and aims to provide companies with a flexible tool to support share prices amid market volatility.

    Securities / Derivatives

    Korea Simplifies Foreign Investor Onboarding With New LEI System

    By Mark Johnston | 06/04/2026

    The Korea Securities Depository has launched a real-time certificate service, replacing cumbersome translation and notarisation requirements for account opening.

    Securities / Derivatives

    UN SSE, IFC Launch Guidance for Board Oversight of ISSB Reporting

    By Manesh Samtani | 06/04/2026

    New model guidance and training aim to help corporate boards navigate the complexities of sustainability-related financial disclosures.

    ESG / Sustainability

    SGX RegCo Warns Issuers Against Delaying AGMs and Annual Reports

    By Editors | 06/04/2026

    SGX RegCo has noted an adverse trend in listed companies seeking extensions and has warned of enforcement action, including placing directors on a watchlist.

    Securities / Derivatives

    Korea Enacts Tax Breaks to Lure Retail Funds Onshore

    By Mark Johnston | 03/04/2026

    A revised tax law creates a new investment account and offers tiered capital gains tax exemptions to stabilise the Korean won.

    Securities / Derivatives

    Shanghai Exchanges Seek New Market Makers for Commodity Derivatives

    By Mark Johnston | 03/04/2026

    The move aims to improve market function and liquidity across a wide range of futures and options, with a deadline of 7 April for applications.

    Securities / Derivatives

    China Regulators Coordinate Push to Scale Up ‘Technology Finance’

    By Editors | 03/04/2026

    PBOC and other regulators outline plans to channel more targeted financial support into strategic technology sectors through specialised policy tools.

    JOIN OUR NEWSLETTER

    An exclusive weekly selection of top stories from the Regulation Asia editorial team.