Securities / Derivatives

    Enforcement

    Singapore Jails Former Broker for S$15m Investment Fraud

    By Nithya Subramanian | 14/04/2026

    A former UOB Kay Hian dealer has been sentenced for a multi-year fraud that solicited funds from investors by falsely implicating the brokerage.

    Fintech / Regtech

    RBI Unveils Tech-Centric Strategy for 2026-29

    By Nithya Subramanian | 14/04/2026

    The Reserve Bank of India's new medium-term strategy focuses on regulatory simplification, emerging technology adoption, and expanding India's global financial footprint.

    Market Infrastructure

    HKEX Launches Tech Indices to Boost ETF Connect Scope

    By Sanday Chongo Kabange | 14/04/2026

    HKEX has launched two technology-focused indices and licensed five issuers, aiming to expand product options for mainland investors.

    Securities / Derivatives

    Philippines Finalises New Regulatory Framework for Umbrella Funds

    By Mark Johnston | 14/04/2026

    The new framework allows a single investment company to offer multiple, segregated sub-funds, aiming to boost market growth and efficiency.

    ESG / Sustainability

    Thai SEC Consults on New Transition and Amber Bond Frameworks

    By Editors | 13/04/2026

    SEC seeking feedback on new rules designed to expand funding channels for climate transition activities aligned with its national taxonomy.

    Securities / Derivatives

    KOFIA Chief Unveils 10-Year Plan, Urges Spot Crypto ETF Approval

    By Nithya Subramanian | 13/04/2026

    KOFIA has outlined a new long-term strategy for the country’s capital market, including pension reforms and a strong push for digital asset product approvals.

    Securities / Derivatives

    HKEX to Conduct Mandatory Rehearsal for Spreads Reduction on 25 April

    By Sanday Chongo Kabange | 13/04/2026

    HKEX has scheduled a mandatory market rehearsal for late April as it prepares for Phase 2 of an initiative to reduce the minimum spreads permitted in the securities market.

    Capital / Liquidity

    RBI Says Forex Curbs on Banks are a Temporary Measure

    By Nithya Subramanian | 13/04/2026

    The RBI has clarified that recent restrictions on banks' net open forex positions are a temporary response to market volatility and not a permanent structural change.

    Securities / Derivatives

    Bangladesh Unveils Sweeping Capital Market Reform Agenda

    By Editors | 13/04/2026

    Government announces roadmap to curb market manipulation, introduce new products, and overhaul the legal framework to boost investor confidence.

    Securities / Derivatives

    Japan Seeking to Further Develop Corporate Bond Market - Reports

    By Mark Johnston | 13/04/2026

    Policymakers are encouraging new corporate financing methods as rising government bond yields create systemic risks for the country's largest financial institutions.

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