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Enforcement
Singapore Jails Former Broker for S$15m Investment Fraud
By Nithya Subramanian | 14/04/2026
A former UOB Kay Hian dealer has been sentenced for a multi-year fraud that solicited funds from investors by falsely implicating the brokerage.

Fintech / Regtech
RBI Unveils Tech-Centric Strategy for 2026-29
By Nithya Subramanian | 14/04/2026
The Reserve Bank of India's new medium-term strategy focuses on regulatory simplification, emerging technology adoption, and expanding India's global financial footprint.

Market Infrastructure
HKEX Launches Tech Indices to Boost ETF Connect Scope
By Sanday Chongo Kabange | 14/04/2026
HKEX has launched two technology-focused indices and licensed five issuers, aiming to expand product options for mainland investors.

Securities / Derivatives
Philippines Finalises New Regulatory Framework for Umbrella Funds
By Mark Johnston | 14/04/2026
The new framework allows a single investment company to offer multiple, segregated sub-funds, aiming to boost market growth and efficiency.

ESG / Sustainability
Thai SEC Consults on New Transition and Amber Bond Frameworks
By Editors | 13/04/2026
SEC seeking feedback on new rules designed to expand funding channels for climate transition activities aligned with its national taxonomy.

Securities / Derivatives
KOFIA Chief Unveils 10-Year Plan, Urges Spot Crypto ETF Approval
By Nithya Subramanian | 13/04/2026
KOFIA has outlined a new long-term strategy for the country’s capital market, including pension reforms and a strong push for digital asset product approvals.

Securities / Derivatives
HKEX to Conduct Mandatory Rehearsal for Spreads Reduction on 25 April
By Sanday Chongo Kabange | 13/04/2026
HKEX has scheduled a mandatory market rehearsal for late April as it prepares for Phase 2 of an initiative to reduce the minimum spreads permitted in the securities market.

Capital / Liquidity
RBI Says Forex Curbs on Banks are a Temporary Measure
By Nithya Subramanian | 13/04/2026
The RBI has clarified that recent restrictions on banks' net open forex positions are a temporary response to market volatility and not a permanent structural change.

Securities / Derivatives
Bangladesh Unveils Sweeping Capital Market Reform Agenda
By Editors | 13/04/2026
Government announces roadmap to curb market manipulation, introduce new products, and overhaul the legal framework to boost investor confidence.

Securities / Derivatives
Japan Seeking to Further Develop Corporate Bond Market - Reports
By Mark Johnston | 13/04/2026
Policymakers are encouraging new corporate financing methods as rising government bond yields create systemic risks for the country's largest financial institutions.
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