Securities / Derivatives

    Securities / Derivatives

    China Implements New Rules on Short-Swing Trading

    By Mark Johnston | 09/04/2026

    New CSRC provisions define short-swing trading and clarify aggregation and exemption rules for major shareholders, executives, and foreign institutional investors.

    Securities / Derivatives

    SEBI Relaxes Public Shareholding and IPO Norms Amid Market Volatility

    By Nithya Subramanian | 09/04/2026

    SEBI has granted a temporary reprieve on penalties for MPS breaches and extended IPO approval validity periods.

    Securities / Derivatives

    Korea Set to Launch Single-Stock Leveraged ETF Products

    By Mark Johnston | 09/04/2026

    Regulators will permit leveraged and inverse ETFs for Samsung and SK Hynix, but acknowledge a legal gap in trading rules for corporate executives.

    Securities / Derivatives

    Singapore Tables Bill to Pave Way for SGX-Nasdaq Dual Listings

    By Nithya Subramanian | 09/04/2026

    A new bill will empower the MAS to streamline rules for dual listings and allow retail investors earlier access to IPO documents.

    Securities / Derivatives

    ASIC Publishes Finalised Guidance for OTC Derivatives Reporting Regime

    By Sanday Chongo Kabange | 09/04/2026

    ASIC has issued its updated regulatory guide, aligning local rules with global standards for data, identifiers, and removing the 'safe harbour' for delegated reporting.

    Securities / Derivatives

    Bursa Malaysia Overhauls Investor Data, Revealing Larger Retail Share

    By Nithya Subramanian | 08/04/2026

    The first major reclassification since 2008 provides greater clarity on market participation, driven by the surge in digital brokerage accounts.

    Securities / Derivatives

    Indonesia Advances Merger of State Asset Managers in IDR 2.7 Trillion Deal

    By Mark Johnston | 08/04/2026

    Indonesia's sovereign wealth fund is consolidating the investment units of four state lenders in a deal pending regulatory approval.

    Securities / Derivatives

    RBI Maintains Existing FPI Caps on Debt Investments, Lifts Absolute Limit

    By Nithya Subramanian | 08/04/2026

    The RBI has maintained percentage limits for foreign investment in government and corporate debt while raising the overall ceiling on market growth.

    Securities / Derivatives

    Japan Launches New Asset Management Body, Plans Supervisory Bureau

    By Manesh Samtani | 08/04/2026

    A new association has launched for Japan's asset management industry, as regulators plan a new supervisory bureau to bolster the 'asset management nation' goal.

    ESG / Sustainability

    Japan Revises Corporate Governance Code to Spur Growth Investment

    By Mark Johnston | 08/04/2026

    Listed firms will be urged to use resources for R&D and human capital, with new governance reports due by July 2027.

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