Securities / Derivatives

Securities / Derivatives

Thailand SEC Unveils Sweeping Measures to Curb Illicit Funds

By Sanday Chongo Kabange | 10/04/2026

The SEC is enhancing KYC, digital asset oversight, and shareholder scrutiny in a national agenda to combat mule accounts and investment scams.

Securities / Derivatives

Taiwan Eases Rules for Securities Firms’ High-Net-Worth Business

By Nithya Subramanian | 10/04/2026

The FSC has amended rules for securities firms to expand their wealth management offerings, aiming to become an Asian asset management centre.

Securities / Derivatives

China Clarifies Short-Swing Trading Rules and Application Process for Foreign Funds

By Mark Johnston | 09/04/2026

New CSRC provisions and exchange circulars clarify per-product calculations, exemptions, and the specific steps for overseas managers to apply.

Securities / Derivatives

SEBI Relaxes Public Shareholding and IPO Norms Amid Market Volatility

By Nithya Subramanian | 09/04/2026

SEBI has granted a temporary reprieve on penalties for MPS breaches and extended IPO approval validity periods.

Securities / Derivatives

Korea Set to Launch Single-Stock Leveraged ETF Products

By Mark Johnston | 09/04/2026

Regulators will permit leveraged and inverse ETFs for Samsung and SK Hynix, but acknowledge a legal gap in trading rules for corporate executives.

Securities / Derivatives

Singapore Tables Bill to Pave Way for SGX-Nasdaq Dual Listings

By Nithya Subramanian | 09/04/2026

A new bill will empower the MAS to streamline rules for dual listings and allow retail investors earlier access to IPO documents.

Securities / Derivatives

ASIC Publishes Finalised Guidance for OTC Derivatives Reporting Regime

By Sanday Chongo Kabange | 09/04/2026

ASIC has issued its updated regulatory guide, aligning local rules with global standards for data, identifiers, and removing the 'safe harbour' for delegated reporting.

Securities / Derivatives

Bursa Malaysia Overhauls Investor Data, Revealing Larger Retail Share

By Nithya Subramanian | 08/04/2026

The first major reclassification since 2008 provides greater clarity on market participation, driven by the surge in digital brokerage accounts.

Securities / Derivatives

Indonesia Advances Merger of State Asset Managers in IDR 2.7 Trillion Deal

By Mark Johnston | 08/04/2026

Indonesia's sovereign wealth fund is consolidating the investment units of four state lenders in a deal pending regulatory approval.