Securities / Derivatives

Enforcement

Trip.com Faces US Class Action Over China Antitrust Probe

By Mark Johnston | 10/04/2026

A securities fraud lawsuit alleges the online travel giant misled investors about regulatory risks from its monopolistic practices in China.

Securities / Derivatives

FTSE Russell Confirms Vietnam’s Emerging Market Upgrade

By Nithya Subramanian | 10/04/2026

The reclassification, effective from September, follows key regulatory reforms including the removal of pre-funding requirements for foreign institutional investors.

ESG / Sustainability

Singapore Sees Improved Climate Reporting Ahead of ISSB Shift

By Nithya Subramanian | 10/04/2026

A new review shows more SGX-listed firms are making TCFD disclosures, though full compliance varies ahead of mandatory ISSB adoption.

Securities / Derivatives

Thailand SEC Unveils Sweeping Measures to Curb Illicit Funds

By Sanday Chongo Kabange | 10/04/2026

The SEC is enhancing KYC, digital asset oversight, and shareholder scrutiny in a national agenda to combat mule accounts and investment scams.

Securities / Derivatives

Taiwan Eases Rules for Securities Firms’ High-Net-Worth Business

By Nithya Subramanian | 10/04/2026

The FSC has amended rules for securities firms to expand their wealth management offerings, aiming to become an Asian asset management centre.

Securities / Derivatives

China Clarifies Short-Swing Trading Rules and Application Process for Foreign Funds

By Mark Johnston | 09/04/2026

New CSRC provisions and exchange circulars clarify per-product calculations, exemptions, and the specific steps for overseas managers to apply.

Securities / Derivatives

SEBI Relaxes Public Shareholding and IPO Norms Amid Market Volatility

By Nithya Subramanian | 09/04/2026

SEBI has granted a temporary reprieve on penalties for MPS breaches and extended IPO approval validity periods.

Securities / Derivatives

Korea Set to Launch Single-Stock Leveraged ETF Products

By Mark Johnston | 09/04/2026

Regulators will permit leveraged and inverse ETFs for Samsung and SK Hynix, but acknowledge a legal gap in trading rules for corporate executives.

Securities / Derivatives

Singapore Tables Bill to Pave Way for SGX-Nasdaq Dual Listings

By Nithya Subramanian | 09/04/2026

A new bill will empower the MAS to streamline rules for dual listings and allow retail investors earlier access to IPO documents.