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Enforcement
Australia: Wealth Platforms Stop Business with Sequoia's InterPrac
By Sanday Chongo Kabange | 16/02/2026
BT, AMP, and CFS join Macquarie and Netwealth in ceasing new business from InterPrac following the collapse of the Shield and First Guardian funds.

ESG / Sustainability
Australia Proposes Mandatory Labels and Disclosures for Sustainable Funds
By Sanday Chongo Kabange | 16/02/2026
The Treasury has launched a consultation on a new anti-greenwashing regime for investment products marketed as sustainable to protect retail investors.

Fintech / Regtech
Australia Proposes AML/CTF Rule Changes, New Exemptions
By Manesh Samtani | 13/02/2026
Draft rules create new exemptions for gift cards and ATMs, and refine customer due diligence and reporting group obligations for financial institutions.

Enforcement
ASIC Imposes Licence Conditions on Corpay Unit Over Client Misclassification
By Sanday Chongo Kabange | 13/02/2026
ASIC has acted against Cambridge Mercantile for misclassifying thousands of retail clients and other significant compliance failures.

ASIC Conducting First Major Review of Broker Best Interests Duty
By Editors | 12/02/2026
ASIC is analysing aggregator data on product recommendations, supervision, and complaints, with enforcement action possible for serious breaches found in the review.

Australia Introduces Superannuation Reform Bill to Boost Retirement Savings
By Editors | 12/02/2026
New legislation aims to boost retirement savings for 1.3 million low-income workers and reduce tax breaks for high-balance accounts.

Australia Launches Review of Sovereign Debt Manager AOFM
By Sanday Chongo Kabange | 11/02/2026
Independent review to assess operations, capability and governance of the Australian Office of Financial Management following a recent internal restructure.

Securities / Derivatives
ASX Chief Helen Lofthouse to Step Down in May 2026
By Sanday Chongo Kabange | 11/02/2026
The departure comes as the ASX prepares for the first phase of its reset CHESS project and faces a regulatory probe.

Trending
Australia Proposes Major Governance Overhaul For Managed Funds
By Sanday Chongo Kabange | 11/02/2026
Proposals include mandatory external directors on boards and a ban on most related-party transactions following high-profile fund collapses.

Securities / Derivatives
Australia Urged to Mandate LEI Renewals to Safeguard Data Integrity
By Manesh Samtani | 10/02/2026
An industry leader calls for stronger regulatory enforcement to ensure data quality as the LEI's use expands beyond derivative reporting.
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