Securities and Futures Commission

    ESG / Sustainability

    HKEX Mandates Shareholder Vote for Auditor Changes

    By Sanday Chongo Kabange | 22/04/2026

    HKEX has updated its rules to require shareholder approval for auditor changes, aiming to curb ‘opinion shopping’ and boost corporate governance.

    Crypto / Digital Assets

    SFC Outlines Priorities for Digital Asset Regulation in 2026

    By Sanday Chongo Kabange | 21/04/2026

    The SFC is prioritising new licensing laws, tokenisation guidance, and pragmatic custody solutions in its next phase.

    Securities / Derivatives

    SFC Chair: Accountant Shortage a Threat to Hong Kong’s Market Integrity

    By Sanday Chongo Kabange | 21/04/2026

    Kelvin Wong said a severe and structural talent shortage of accountants could weaken Hong Kong’s competitiveness and pose risks to market integrity.

    Crypto / Digital Assets

    SFC Unveils Framework for Secondary Trading of Tokenised Funds

    By Sanday Chongo Kabange | 21/04/2026

    The new pilot framework allows SFC-authorised tokenised investment products to be traded on licensed crypto platforms, expanding retail investor access.

    Securities / Derivatives

    Prediction Markets May Constitute Illegal Gambling, HK Regulator Warns

    By Sanday Chongo Kabange | 21/04/2026

    The SFC’s investor education arm has stated that prediction market trading is not protected by securities law and may be illegal.

    Securities / Derivatives

    HKEX Links Derivatives Clearing to HKMA Settlement System

    By Sanday Chongo Kabange | 21/04/2026

    The move will see HKEX's options and futures clearing houses sweep cash balances intra-day to new accounts at the HKMA.

    Crypto / Digital Assets

    Mirae Asset Gets Hong Kong Licence for Retail Digital Asset Services

    By Sanday Chongo Kabange | 17/04/2026

    The Korean brokerage has become the first in the country to receive approval to offer digital asset trading to retail investors in Hong Kong.

    Enforcement

    Hong Kong Charges Middleman in 16-Year-Old KPMG IPO Bribery Case

    By Sanday Chongo Kabange | 15/04/2026

    A 72-year-old woman has been charged for allegedly offering HKD 400,000 in bribes to KPMG auditors in 2010 to facilitate a fabric manufacturer's IPO.

    Securities / Derivatives

    SFC Ramps Up IPO Banker Licence Approvals After Quality Clampdown

    By Sanday Chongo Kabange | 15/04/2026

    The SFC issued 53 percent more licences in March, signalling a cautious easing after a period of intense scrutiny over IPO application quality.

    Market Infrastructure

    Hong Kong to Propose Bill for RMB Stamp Duty Payments

    By Sanday Chongo Kabange | 15/04/2026

    The government plans to introduce legislation allowing stamp duty on RMB-denominated stock trades to be paid in yuan, alongside the move to a scripless market.

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