Editors
Regulation Asia relies on a team of journalists, writers and editors to cover regulatory announcements across Asia Pacific. [email protected]
Articles by Editors
China Fines Top Fund Manager $3 Million for Stock Manipulation
25/09/2015
The China Securities and Regulatory Commission has slapped a $3 million fine on a star Chinese fund manager for stock-market manipulation.
Securities / Derivatives
Asian Firms Face IFRS 9 Implementation Hurdles, says Wolters Kluwer
24/09/2015
Wolters Kluwer Financial Services has found that 66 percent of Asia-Pacific financial institutions haven’t yet commenced implementing the latest set of international accounting standards known as IFRS 9.
Securities / Derivatives
Thai Asset Managers to Offer Hedge Funds Next Year
24/09/2015
Thailand’s Securities and Exchange Commission is drafting rules to allow Thai asset management companies to offer hedge funds locally.
SEBI to Enhance Disclosures by Credit Rating Agencies
23/09/2015
Plan to implement a mechanism for prompt and proper disclosures of changes to credit ratings of listed firms, in a bid to safeguard investor interests.
Japan Clearing Corp Seeks CFTC Clearing Exemption
23/09/2015
The U.S. Commodity Futures Trading Commission is seeking public comment on a petition by Japan Securities Clearing Corporation for exemption from registration as a derivatives clearing organisation.
China Targets Higher Bank Liquidity Coverage Ratio
23/09/2015
CRBC announces it will implement revised measures on commercial bank liquidity risk management, effective from October 1, 2015.
Bank of Queensland Investigated by ASIC over Compliance Failures
23/09/2015
The Australian Securities and Investment Commission has concerns over its risk management and compliance systems.
India Consults on New Measures to Curb Misselling
22/09/2015
India’s government and various regulators are consulting the public on newly proposed recommendations by a high-level government committee to curb misselling of financial products.
ASIC Sees Opportunities with Blockchain Technology
21/09/2015
Australian Securities and Investment Commission chairman Greg Medcraft says the emergence of blockchain technology has the potential to change the existing financial system.
Japan FSA Urges Banks to Enhance Crisis Readiness
21/09/2015
New guidelines call on banks to assess the impact of potential financial crises and to build up capital for such events.
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