Market Infrastructure

Market Infrastructure

UK, China Said to Prepare on Joint Financial Projects

By Editors | 01/08/2016

Agreement between two countries could ease fears in the market after Brexit.

AML / KYC

CSRC to Tighten Brokerage Industry Supervision

By Editors | 28/07/2016

Stronger internal compliance and risk protocols required before year end.

Market Infrastructure

MAS Issues New Risk Management Outsourcing Guidelines

By Editors | 28/07/2016

Conclusions address issues around cloud computing and outsourcing arrangements for FIs.

Market Infrastructure

CBRC to Screen Regional Banks’ Risk Control

By Samuel Riding | 27/07/2016

Move to reduce fraud as June’s 1.81% bad-loan ratio marks highest level since 2009.

Market Infrastructure

India Ditching Proposed Crowdfunding Regulations

By Samuel Riding | 27/07/2016

Proposals had sought to protect small investors from systemic risks.

Market Infrastructure

Thailand Considering Fintech Regulation

By Samuel Riding | 27/07/2016

Central bank looking at introducing regulatory sandbox for supervision.

AML / KYC

China Moots Global Tax System

By Samuel Riding | 26/07/2016

Minister also proposes domestic financial technology tax; issuance of SDR-denominated bonds confirmed.

Market Infrastructure

S.Korea, UK Establish Fintech Bridge

By Samuel Riding | 26/07/2016

Partnership to enable information sharing between FCA and Korea’s FSC on fintech regulation.

Market Infrastructure

Singapore Charges Ex-remisier with ‘Spoofing’

By Samuel Riding | 25/07/2016

Prosecution the result of first joint investigation by MAS and police.