ADVERTISEMENT
Market Infrastructure
ASIC Confirms ASX Meets Regulatory Obligations
By Samuel Riding | 15/06/2016
Conclusion based on surveillance assessments and engagement with HK, Singapore regulators.
Market Infrastructure
SEBI Eyes Lower Mutual Fund TER Limit
By Samuel Riding | 15/06/2016
Regulator could eventually limit total expense ratios to 1.5 percent.
Market Infrastructure
PBOC to Allow FI Bankruptcies
By Samuel Riding | 14/06/2016
Deputy governor says orderly market exits for financial institutions should be encouraged.
Market Infrastructure
FIX Develops MiFID Reporting Protocol
By Samuel Riding | 14/06/2016
Protocol covers transmission of MiFID II transaction reports to approved mechanisms.
AML / KYC
MAS Sets Up Dedicated AML Unit
By Samuel Riding | 14/06/2016
Singapore regulator will also create new enforcement unit, drawing in staff from different divisions.
Market Infrastructure
RBI Finalises Bad-loan Conversion Scheme
By Samuel Riding | 14/06/2016
Indian banks can convert up to half of loans held by corporate borrowers into securities.
Market Infrastructure
Malaysia Clamps Down on Illegal Investment Schemes
By Samuel Riding | 13/06/2016
Regulator says 56 businesses have offered illegal investments in commodities, forex and gold.
Market Infrastructure
India to Ease Access for Foreign Fund Managers
By Samuel Riding | 13/06/2016
SEBI will also loosen REIT investment, sponsor, offer size and related-party transaction rules.
Market Infrastructure
CSRC to Further Strengthen Direct Supervision
By Samuel Riding | 13/06/2016
Regulator to continue with strict oversight, strengthen action on restructuring, M&A manipulation.
Market Infrastructure
Sri Lanka to Open up Forex Market
By Samuel Riding | 13/06/2016
Move will end strict capital repatriation requirement in place for six decades.
JOIN OUR NEWSLETTER
A daily selection of top stories from the Regulation Asia editorial team