Market Infrastructure

Market Infrastructure

SEBI Auditing 15 Brokers

By Samuel Riding | 01/03/2017

Investigations continue into allegations of unfair access to NSE for high-frequency traders.

Market Infrastructure

HK Delays OTC Contract Novation Reporting Requirement

By Samuel Riding | 01/03/2017

Requirement that novation dates be reported by 28 February postponed.

Market Infrastructure

CSRC Issues Stock Connect Warning

By Samuel Riding | 28/02/2017

Regulator flags 20 incidences of market manipulation, other malpractice.

Market Infrastructure

PSE Set to Agree Fixed Income Exchange Merger

By Samuel Riding | 28/02/2017

CEO Hans Sicat expected to become head of corporate bond board operator.

Market Infrastructure

SGX Moots Reintroduction of Trading Lunchbreak

By Samuel Riding | 27/02/2017

Break in trading was scrapped in 2011; exchange said to also widen spread on buying, selling shares.

Market Infrastructure

S.Korea Central Bank to Test R3 Blockchain

By Samuel Riding | 27/02/2017

Scope and schedule of ‘proof of concept’ project yet to be confirmed.

AML / KYC

New CBRC Chief Set to Head ‘Super Regulator’

By Samuel Riding | 24/02/2017

Guo Shuqing likely to head ‘single operating body’ with authority for banking, securities and insurance regulation.

AML / KYC

China Regulators Prep ‘Landmark’ Reforms

By Samuel Riding | 23/02/2017

Authorities to increase coordination, combine regulations, boost enforcement to target systemic risks.

Market Infrastructure

SEBI Consults on Market Infrastructure Governance

By Samuel Riding | 23/02/2017

Regulator calls for recommendations on exchange, depository, clearing corporation rules.