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Market Infrastructure
HK SFC Bans Ex HSBC Broker
By Samuel Riding | 03/01/2017
Investigation finds Lam Yuk Wai performed unauthorised transactions and deceived clients.
Market Infrastructure
China to Ease Foreign Investment Limits
By Samuel Riding | 03/01/2017
Restrictions expected to be lifted in banking, credit rating services and securities.
AML / KYC
Pakistan to Enhance Enforcement in 2017
By Samuel Riding | 03/01/2017
SECP chairman says to also prioritise ease of doing business and regulatory framework development.
Market Infrastructure
Korea Targets Development of Major Investment Banks
By Samuel Riding | 03/01/2017
New rules allowing brokerages to expand services to be introduced in 2H17.
Market Infrastructure
SEBI Commissions Further HFT Study
By Samuel Riding | 03/01/2017
Securities regulator will issue another discussion paper once study is completed.
Market Infrastructure
Taiwan Finalising Fintech ‘Sandbox’ Rules
By Samuel Riding | 23/12/2016
Regulators will be able to stop trials if they endanger the financial market or consumers.
Capital / Liquidity
StanChart Exits Thailand Retail Banking
By Samuel Riding | 23/12/2016
Bank will continue to offer corporate and commercial banking business.
Market Infrastructure
Chinese-led Group Wins Bid for Pakistan Exchange
By Samuel Riding | 23/12/2016
Consortium including Shanghai and Shenzhen stock exchanges pays $85mn for 40% stake in PSX.
Capital / Liquidity
Philippines to Offer Temporary Relief from Capital Requirements
By Samuel Riding | 23/12/2016
Central bank proposes regulatory incentives to encourage consolidation in banking sector.
Market Infrastructure
ASIC to Review ASX Risk Management
By Samuel Riding | 22/12/2016
Commission says ASX adhered to procedure during outage, but some areas needs to be enhanced.
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