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Market Infrastructure
HK, US Regulators Agree Mutual Supervision, Oversight
By Samuel Riding | 24/05/2016
SFC and FINRA sign agreement on regulation of entities with cross-border operations.
Market Infrastructure
CSRC to Tighten Fund Risk Rules
By Samuel Riding | 23/05/2016
Securities regulator says risky investments have been ‘blindly expanded’.
Market Infrastructure
China to Clean Up Online Finance
By Samuel Riding | 23/05/2016
New plan will prevent P2P lenders from holding client money in house.
Market Infrastructure
Credit Suisse Fined for Market Integrity Rule Breaches
By Samuel Riding | 20/05/2016
Australian unit fined USD50,000 for failure to have automated trading filters in place to prevent interference with market integrity.
Market Infrastructure
Myanmar Appoints New SEC Head
By Samuel Riding | 20/05/2016
Finance ministry permanent secretary U Maung Maung Win also a former deputy central bank governor.
Market Infrastructure
India Approves 1st InvITs
By Samuel Riding | 20/05/2016
Two of four infrastructure trust applications accepted, SEBI to advise other pair on how to fix applications.
Market Infrastructure
State Bank of Vietnam Sets up Fintech Portal
By Samuel Riding | 20/05/2016
Technology expected to boost financial inclusion in a country where only 20% of people have a bank account.
Market Infrastructure
CBRC Approves 1st Privately-owned Bank in Central & Western China
By Samuel Riding | 20/05/2016
Chongqing-based bank set up to serve SMEs approved two years after initial application.
Market Infrastructure
SSX to Develop Blockchain Settlement, Registration
By Samuel Riding | 20/05/2016
Sydney exchange’s system to be initially deployed across private markets platform.
AML / KYC
Compliance Costs to Dominate APAC Wealth Management Budgets – EY
By Samuel Riding | 19/05/2016
Consultant’s first APAC data shows compliance much more of a concern than in other regions.
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