Market Infrastructure

    Market Infrastructure

    HK, US Regulators Agree Mutual Supervision, Oversight

    By Samuel Riding | 24/05/2016

    SFC and FINRA sign agreement on regulation of entities with cross-border operations.

    Market Infrastructure

    CSRC to Tighten Fund Risk Rules

    By Samuel Riding | 23/05/2016

    Securities regulator says risky investments have been ‘blindly expanded’.

    Market Infrastructure

    China to Clean Up Online Finance

    By Samuel Riding | 23/05/2016

    New plan will prevent P2P lenders from holding client money in house.

    Market Infrastructure

    Credit Suisse Fined for Market Integrity Rule Breaches

    By Samuel Riding | 20/05/2016

    Australian unit fined USD50,000 for failure to have automated trading filters in place to prevent interference with market integrity.

    Market Infrastructure

    Myanmar Appoints New SEC Head

    By Samuel Riding | 20/05/2016

    Finance ministry permanent secretary U Maung Maung Win also a former deputy central bank governor.

    Market Infrastructure

    India Approves 1st InvITs

    By Samuel Riding | 20/05/2016

    Two of four infrastructure trust applications accepted, SEBI to advise other pair on how to fix applications.

    Market Infrastructure

    State Bank of Vietnam Sets up Fintech Portal

    By Samuel Riding | 20/05/2016

    Technology expected to boost financial inclusion in a country where only 20% of people have a bank account.

    Market Infrastructure

    CBRC Approves 1st Privately-owned Bank in Central & Western China

    By Samuel Riding | 20/05/2016

    Chongqing-based bank set up to serve SMEs approved two years after initial application.

    Market Infrastructure

    SSX to Develop Blockchain Settlement, Registration

    By Samuel Riding | 20/05/2016

    Sydney exchange’s system to be initially deployed across private markets platform.

    AML / KYC

    Compliance Costs to Dominate APAC Wealth Management Budgets – EY

    By Samuel Riding | 19/05/2016

    Consultant’s first APAC data shows compliance much more of a concern than in other regions.

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