Securities / Derivatives

Securities / Derivatives

RBI Overhauls Capital Market Rules, Tightens Broker Lending

By Nithya Subramanian | 17/02/2026

New framework allows banks to fund M&A deals while imposing stricter collateral and exposure norms on lending to capital market intermediaries.

Securities / Derivatives

Korea Grants Preliminary Approvals to Fractional Investment Exchanges

By Sanday Chongo Kabange | 17/02/2026

The FSC approved applications to operate OTC platforms for beneficiary certificates from the KDX consortium and the NXT Consortium.

Securities / Derivatives

SEBI Proposes Overhaul of ETF Pricing Bands and Base Price Rules

By Nithya Subramanian | 16/02/2026

SEBI seeks to narrow gaps between ETF prices and their underlying values by updating base price references, shifting to dynamic price bands and addressing volatility mismatches.

Securities / Derivatives

HKEX Renews Incentive Programmes for Key MSCI Equity Futures

By Editors | 16/02/2026

The exchange has detailed renewed Liquidity Provider and Active Trader programmes for its MSCI-linked derivatives for a two-year period starting April 2026.

Securities / Derivatives

RBI Issues Draft Framework for Bank Exposure to REITs

By Nithya Subramanian | 16/02/2026

The consultation proposes allowing banks to extend credit to listed REITs under prudential safeguards, including a 49 percent asset exposure limit and eligibility criteria.

Securities / Derivatives

HKEX Considers Expanding Channel for Confidential IPO Filings – Report

By Sanday Chongo Kabange | 16/02/2026

HKEX may allow traditional sector firms to file listing applications privately in a bid to enhance its competitiveness as a global IPO hub.

Enforcement

FSS Imposes KRW 1.4T in Fines on Five Banks for ELS Mis-Selling

By Mark Johnston | 16/02/2026

South Korea's FSS reduced penalties from an initial KRW 1.9 trillion, lowering both fines and institutional sanctions after a third sanctions review hearing.

Securities / Derivatives

SEBI Proposes to Ease Reporting Norms for Stockbrokers

By Nithya Subramanian | 16/02/2026

SEBI consultation proposes limiting bank and demat account reporting requirements, especially for primary dealers, to reduce compliance burden.

Securities / Derivatives

Hong Kong AFRC Demands IPO Audit Data Amid Quality Concerns

By Sanday Chongo Kabange | 16/02/2026

AFRC orders auditors to report on IPO engagements and resources, warning of 'heightened scrutiny' amid a surge in listings.