Securities / Derivatives

    Securities / Derivatives

    SFC Secures Record Settlement Over Takeover Code Breaches

    By Editors | 17/02/2026

    Units of Chow Tai Fook Group failed to make a mandatory general offer in 2016 and improperly lapsed a subsequent bid in 2022.

    Securities / Derivatives

    Bursa Malaysia Forms New Partnership to Boost IPOs of Indigenous Firms

    By Nithya Subramanian | 17/02/2026

    Bursa Malaysia will collaborate with TERAJU to prepare high-potential indigenous (Bumiputera) companies for stock market listings, offering advisory support, access to funding and capacity-building programmes.

    Securities / Derivatives

    RBI Overhauls Capital Market Rules, Tightens Broker Lending

    By Nithya Subramanian | 17/02/2026

    New framework allows banks to fund M&A deals while imposing stricter collateral and exposure norms on lending to capital market intermediaries.

    Securities / Derivatives

    Korea Grants Preliminary Approvals to Fractional Investment Exchanges

    By Sanday Chongo Kabange | 17/02/2026

    The FSC approved applications to operate OTC platforms for beneficiary certificates from the KDX consortium and the NXT Consortium.

    Securities / Derivatives

    SEBI Proposes Overhaul of ETF Pricing Bands and Base Price Rules

    By Nithya Subramanian | 16/02/2026

    SEBI seeks to narrow gaps between ETF prices and their underlying values by updating base price references, shifting to dynamic price bands and addressing volatility mismatches.

    Securities / Derivatives

    HKEX Renews Incentive Programmes for Key MSCI Equity Futures

    By Editors | 16/02/2026

    The exchange has detailed renewed Liquidity Provider and Active Trader programmes for its MSCI-linked derivatives for a two-year period starting April 2026.

    Securities / Derivatives

    RBI Issues Draft Framework for Bank Exposure to REITs

    By Nithya Subramanian | 16/02/2026

    The consultation proposes allowing banks to extend credit to listed REITs under prudential safeguards, including a 49 percent asset exposure limit and eligibility criteria.

    Securities / Derivatives

    HKEX Considers Expanding Channel for Confidential IPO Filings – Report

    By Sanday Chongo Kabange | 16/02/2026

    HKEX may allow traditional sector firms to file listing applications privately in a bid to enhance its competitiveness as a global IPO hub.

    Enforcement

    FSS Imposes KRW 1.4T in Fines on Five Banks for ELS Mis-Selling

    By Mark Johnston | 16/02/2026

    South Korea's FSS reduced penalties from an initial KRW 1.9 trillion, lowering both fines and institutional sanctions after a third sanctions review hearing.

    Securities / Derivatives

    SEBI Proposes to Ease Reporting Norms for Stockbrokers

    By Nithya Subramanian | 16/02/2026

    SEBI consultation proposes limiting bank and demat account reporting requirements, especially for primary dealers, to reduce compliance burden.

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