Securities / Derivatives

    Enforcement

    Hong Kong Brokerage CEO Arrested in HKD 43 Million Embezzlement Case

    By Editors | 27/04/2026

    The arrest of a senior executive at a licensed insurance brokerage has cast a spotlight on internal controls and raised wider concerns about market conduct.

    Securities / Derivatives

    BSEC Weighs Easing Restrictions on Use of IPO Proceeds - Reports

    By Editors | 27/04/2026

    Business leaders are lobbying for greater flexibility to repay loans, including rescheduled debt, with IPO proceeds.

    ESG / Sustainability

    Malaysia Plans Regional Shariah Screening Tool to Boost ETF Market

    By Nithya Subramanian | 27/04/2026

    The initiative aims to position the country as a hub for regional Islamic investment products, aligning with a new broader ASEAN capital markets plan.

    Securities / Derivatives

    Taiwan Amends Bank Investment Rules, Adds Sukuk and ETNs

    By Editors | 27/04/2026

    FSC expands the scope of permissible investments for commercial banks and created an exemption for certain related-party transactions involving government entities.

    Securities / Derivatives

    Thailand SET Proposes Easier Listing Rules for Growth Firms

    By Nithya Subramanian | 27/04/2026

    The stock exchange is consulting on rule changes to attract new economy and foreign firms, including easier listing criteria and shorter lock-up periods.

    Securities / Derivatives

    Shanghai Exchange Overhauls Rules to Boost Corporate Governance

    By Mark Johnston | 27/04/2026

    The changes target the conduct of directors and controlling shareholders, and introduce new requirements for board secretaries across its main and STAR boards.

    Securities / Derivatives

    SEBI to Permit Net Settlement for FPI Cash Market Trades

    By Nithya Subramanian | 27/04/2026

    The move is designed to reduce funding costs and operational inefficiencies for foreign investors, with a December 2026 implementation deadline.

    Securities / Derivatives

    KRX and Retail Investors Clash Over Trading Hour Extension Plan

    By Editors | 27/04/2026

    KRX is pushing to extend stock trading hours, citing global competition, but faces stiff opposition from retail investor groups who fear an uneven playing field.

    Securities / Derivatives

    LSEG Sees ‘Enormous Potential’ in China-UK Market Connectivity

    By Editors | 27/04/2026

    LSEG's China president has called for deeper collaboration in market infrastructure and regulatory alignment between the two nations.

    Securities / Derivatives

    South Korea Overhauls Foreign Fund Tax Credit System

    By Editors | 27/04/2026

    The tax authority has ended its “advance refund” system for foreign fund taxes, shifting the filing responsibility from financial firms directly to high-income investors.

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