ADVERTISEMENT

Enforcement
Hong Kong Brokerage CEO Arrested in HKD 43 Million Embezzlement Case
By Editors | 27/04/2026
The arrest of a senior executive at a licensed insurance brokerage has cast a spotlight on internal controls and raised wider concerns about market conduct.

Securities / Derivatives
BSEC Weighs Easing Restrictions on Use of IPO Proceeds - Reports
By Editors | 27/04/2026
Business leaders are lobbying for greater flexibility to repay loans, including rescheduled debt, with IPO proceeds.

ESG / Sustainability
Malaysia Plans Regional Shariah Screening Tool to Boost ETF Market
By Nithya Subramanian | 27/04/2026
The initiative aims to position the country as a hub for regional Islamic investment products, aligning with a new broader ASEAN capital markets plan.

Securities / Derivatives
Taiwan Amends Bank Investment Rules, Adds Sukuk and ETNs
By Editors | 27/04/2026
FSC expands the scope of permissible investments for commercial banks and created an exemption for certain related-party transactions involving government entities.

Securities / Derivatives
Thailand SET Proposes Easier Listing Rules for Growth Firms
By Nithya Subramanian | 27/04/2026
The stock exchange is consulting on rule changes to attract new economy and foreign firms, including easier listing criteria and shorter lock-up periods.

Securities / Derivatives
Shanghai Exchange Overhauls Rules to Boost Corporate Governance
By Mark Johnston | 27/04/2026
The changes target the conduct of directors and controlling shareholders, and introduce new requirements for board secretaries across its main and STAR boards.

Securities / Derivatives
SEBI to Permit Net Settlement for FPI Cash Market Trades
By Nithya Subramanian | 27/04/2026
The move is designed to reduce funding costs and operational inefficiencies for foreign investors, with a December 2026 implementation deadline.

Securities / Derivatives
KRX and Retail Investors Clash Over Trading Hour Extension Plan
By Editors | 27/04/2026
KRX is pushing to extend stock trading hours, citing global competition, but faces stiff opposition from retail investor groups who fear an uneven playing field.

Securities / Derivatives
LSEG Sees ‘Enormous Potential’ in China-UK Market Connectivity
By Editors | 27/04/2026
LSEG's China president has called for deeper collaboration in market infrastructure and regulatory alignment between the two nations.

Securities / Derivatives
South Korea Overhauls Foreign Fund Tax Credit System
By Editors | 27/04/2026
The tax authority has ended its “advance refund” system for foreign fund taxes, shifting the filing responsibility from financial firms directly to high-income investors.
JOIN OUR NEWSLETTER
An exclusive weekly selection of top stories from the Regulation Asia editorial team.