Securities / Derivatives

    Securities / Derivatives

    SFC Suspends Ex-Broker for Misconduct Linked to Ramp-and-Dump Probe

    By Sanday Chongo Kabange | 29/10/2025

    The SFC has penalised a former Shanxi Securities representative for using a client’s password to place 945 trades.

    Securities / Derivatives

    Korea Moves to Permanently Ease Foreign Omnibus Account Rules

    By Sanday Chongo Kabange | 29/10/2025

    The FSC says the proposal aims to formalise a regulatory sandbox exemption to improve market access and attract more overseas investment.

    Securities / Derivatives

    HKMA Updates Guidance on Staff Registration and Vetting

    By Sanday Chongo Kabange | 29/10/2025

    The HKMA has consolidated existing rules, emphasising due diligence, reference checks, and the personal liability of senior managers.

    Securities / Derivatives

    Shanghai STAR Market Gets First Listings Under New 'Growth' Tier

    By Editors | 29/10/2025

    The move is part of a wider capital market reform to support ‘hard-tech’ innovation and strengthen regulatory supervision.

    Enforcement

    Australia Raids WiseTech Over Founder's 'Blackout Period' Share Trading

    By Sanday Chongo Kabange | 29/10/2025

    ASIC and the AFP searched WiseTech Global’s Sydney office over alleged share trading by founder Richard White.

    Securities / Derivatives

    Bangladesh's CSE Inks Deal With China's CFFEX to Develop Derivatives Market

    By Editors | 29/10/2025

    The Chittagong Stock Exchange and China Financial Futures Exchange will cooperate on market development, knowledge sharing, and promoting derivatives products.

    Securities / Derivatives

    Thailand Proposes Major Overhaul of Provident Fund Rules

    By Editors | 29/10/2025

    The proposed rules aim to increase asset manager responsibilities for member care, investment advice, and operational transparency for retirement funds.

    Securities / Derivatives

    PBOC to Resume Bond Trading, Reaffirms Loose Policy

    By Manesh Samtani | 29/10/2025

    The move to resume bond trading ends a nearly year-long pause aimed at curbing market risks, while the bank also vows to promote yuan internationalisation.

    ESG / Sustainability

    UK to Bring Global ESG Ratings Providers Under FCA Remit

    By Manesh Samtani | 29/10/2025

    The move will require overseas firms serving UK clients to be authorised, with new rules focusing on transparency and governance.

    Securities / Derivatives

    BIS Flags Rising Systemic Risk in Asia's Life Insurance Sector

    By Editors | 29/10/2025

    New BIS report highlights growing risks from private equity, offshore reinsurance, and derivatives, calling for harmonised international standards and a macroprudential focus.

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