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Securities / Derivatives
SFC Suspends Ex-Broker for Misconduct Linked to Ramp-and-Dump Probe
By Sanday Chongo Kabange | 29/10/2025
The SFC has penalised a former Shanxi Securities representative for using a client’s password to place 945 trades.

Securities / Derivatives
Korea Moves to Permanently Ease Foreign Omnibus Account Rules
By Sanday Chongo Kabange | 29/10/2025
The FSC says the proposal aims to formalise a regulatory sandbox exemption to improve market access and attract more overseas investment.

Securities / Derivatives
HKMA Updates Guidance on Staff Registration and Vetting
By Sanday Chongo Kabange | 29/10/2025
The HKMA has consolidated existing rules, emphasising due diligence, reference checks, and the personal liability of senior managers.

Securities / Derivatives
Shanghai STAR Market Gets First Listings Under New 'Growth' Tier
By Editors | 29/10/2025
The move is part of a wider capital market reform to support ‘hard-tech’ innovation and strengthen regulatory supervision.

Enforcement
Australia Raids WiseTech Over Founder's 'Blackout Period' Share Trading
By Sanday Chongo Kabange | 29/10/2025
ASIC and the AFP searched WiseTech Global’s Sydney office over alleged share trading by founder Richard White.

Securities / Derivatives
Bangladesh's CSE Inks Deal With China's CFFEX to Develop Derivatives Market
By Editors | 29/10/2025
The Chittagong Stock Exchange and China Financial Futures Exchange will cooperate on market development, knowledge sharing, and promoting derivatives products.

Securities / Derivatives
Thailand Proposes Major Overhaul of Provident Fund Rules
By Editors | 29/10/2025
The proposed rules aim to increase asset manager responsibilities for member care, investment advice, and operational transparency for retirement funds.

Securities / Derivatives
PBOC to Resume Bond Trading, Reaffirms Loose Policy
By Manesh Samtani | 29/10/2025
The move to resume bond trading ends a nearly year-long pause aimed at curbing market risks, while the bank also vows to promote yuan internationalisation.

ESG / Sustainability
UK to Bring Global ESG Ratings Providers Under FCA Remit
By Manesh Samtani | 29/10/2025
The move will require overseas firms serving UK clients to be authorised, with new rules focusing on transparency and governance.

Securities / Derivatives
BIS Flags Rising Systemic Risk in Asia's Life Insurance Sector
By Editors | 29/10/2025
New BIS report highlights growing risks from private equity, offshore reinsurance, and derivatives, calling for harmonised international standards and a macroprudential focus.
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