Securities / Derivatives

    Securities / Derivatives

    FSS Korea Cautions Investors on Hidden Risks in ETFs

    By Nithya Subramanian | 12/09/2025

    The FSS warned that complex structures and dividend-focused products may carry hidden risks that could erode returns.

    Securities / Derivatives

    SEBI to Halve IPO Approval Timeline to Three Months - Report

    By Nithya Subramanian | 12/09/2025

    SEBI is streamlining the IPO approval process by leveraging technology such as AI to identify potential issues.

    ESG / Sustainability

    Hong Kong and Indonesia State Agencies Sign Pact on Financial Market Integration

    By Sanday Chongo Kabange | 12/09/2025

    The agreement between Hong Kong’s FSDC and Indonesia’s IFG targets collaboration on sustainable finance, fintech, and insurance.

    Securities / Derivatives

    Malaysia's SC and Oman's FSA Partner to Boost Capital Markets

    By Nithya Subramanian | 12/09/2025

    The agreement aims to strengthen financial ties and drive sustainable growth in both conventional and Islamic capital markets in both countries.

    Securities / Derivatives

    SEBI Issues New Rules to Streamline Angel Fund Framework

    By Nithya Subramanian | 12/09/2025

    The revised framework mandates fundraising only from accredited investors, capping single-company investments at INR 250 million and requires stricter audits.

    Securities / Derivatives

    SEBI Eases Norms for FPIs Investing Solely in Government Securities

    By Nithya Subramanian | 11/09/2025

    The regulator has eased compliance for FPIs by introducing simpler registration, reporting, and KYC requirements effective February 2026.

    Securities / Derivatives

    FSS Korea Staff Fined for Repeated Violations of Trading Rules

    By Nithya Subramanian | 11/09/2025

    The regulator has penalised seven staff members for violating securities trading rules, adding to nearly 100 similar breaches recorded among its employees over the past five years

    Securities / Derivatives

    South Korea Reverses Plan to Lower Shareholder Tax Threshold

    By Mark Johnston | 11/09/2025

    Following widespread investor backlash, the presidential office will maintain the current KRW 5 billion threshold for the capital gains tax.

    Crypto / Digital Assets

    HK Official Offers Clarity on Treatment of OTC Trades Under Stablecoin Law

    By Sanday Chongo Kabange | 11/09/2025

    Christopher Hui said virtual asset OTC trading institutions will not be permitted to offer stablecoins, even if those stablecoins are licensed.

    Securities / Derivatives

    FSS Korea Calls for Stronger Consumer Protection Governance at FIs

    By Mark Johnston | 11/09/2025

    New management principles are being introduced to bolster consumer safeguards and internal controls following losses from HSCEI-linked securities.

    JOIN OUR NEWSLETTER

    A daily selection of top stories from the Regulation Asia editorial team