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Securities / Derivatives
Hong Kong Sets Fraud Precedent in Landmark Naked Short-Selling Case
By Sanday Chongo Kabange | 28/01/2026
A court convicted four individuals of fraud, not just regulatory breaches, for a scheme that netted HKD 3.3 million.

Securities / Derivatives
China Tightens Rules on Fund Performance Benchmarks
By Mark Johnston | 28/01/2026
New rules will transform benchmarks from a loose reference into a binding constraint on investment, disclosure, and even fund manager compensation.

Securities / Derivatives
China Hits Private Fund with Record CNY 41M Fine for Systemic Fraud
By Mark Johnston | 28/01/2026
Regulators impose a record penalty and lifetime ban for a scheme involving market manipulation, misappropriated funds, and a vast fundraising network.

Enforcement
SHFE Imposes Trading Curbs on 16 Firms Trading Metals Markets
By Mark Johnston | 28/01/2026
The Shanghai exchange has imposed trading curbs on 16 clients and tightened position limits, sending tin prices tumbling.

Securities / Derivatives
RBI, ESMA Sign Pact to End Dispute Over CCP Supervision
By Manesh Samtani | 28/01/2026
The agreement allows Indian central counterparties to re-apply for EU recognition, resolving a long-standing impasse over regulatory oversight.

Securities / Derivatives
FIX Tackles 24-Hour US Trading Impact on Global Investors
By Editors | 28/01/2026
A new working group will address regulatory and operational hurdles for APAC firms as US exchanges move towards round-the-clock trading.

ESG / Sustainability
HKEX and Brazil's B3 Forge Alliance on Carbon Markets, Sustainable Finance
By Sanday Chongo Kabange | 28/01/2026
The exchange operators will explore potential equity cross-listings and the development of new carbon and ESG products across Asia and South America.

Securities / Derivatives
Shanghai Rolls Out 18-point Roadmap to Cement Global Metals Pricing Influence
By Mark Johnston | 28/01/2026
Authorities in China’s financial hub unveil measures to integrate futures and spot markets, aiming to align pricing power with the nation’s dominance in production and consumption.

Securities / Derivatives
Singapore Governance Advocates Launch New Body to Rival SID
By Nithya Subramanian | 28/01/2026
New corporate governance organisation aims to enhance board effectiveness, practical oversight skills, and fiduciary accountability across the region.

Crypto / Digital Assets
Japan FSA to Propose Allowing Crypto ETFs on Stock Exchange
By Sanday Chongo Kabange | 27/01/2026
Regulators are considering legal and tax reforms that would allow crypto ETFs, with major financial firms already preparing products.
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