Securities / Derivatives

    Securities / Derivatives

    Thailand Proposes Major Overhaul of Provident Fund Rules

    By Editors | 29/10/2025

    The proposed rules aim to increase asset manager responsibilities for member care, investment advice, and operational transparency for retirement funds.

    Securities / Derivatives

    PBOC to Resume Bond Trading, Reaffirms Loose Policy

    By Manesh Samtani | 29/10/2025

    The move to resume bond trading ends a nearly year-long pause aimed at curbing market risks, while the bank also vows to promote yuan internationalisation.

    ESG / Sustainability

    UK to Bring Global ESG Ratings Providers Under FCA Remit

    By Manesh Samtani | 29/10/2025

    The move will require overseas firms serving UK clients to be authorised, with new rules focusing on transparency and governance.

    Securities / Derivatives

    BIS Flags Rising Systemic Risk in Asia's Life Insurance Sector

    By Editors | 29/10/2025

    New BIS report highlights growing risks from private equity, offshore reinsurance, and derivatives, calling for harmonised international standards and a macroprudential focus.

    Securities / Derivatives

    ISDA Launches Protocol to Automate Equity Derivatives Documentation Updates

    By Editors | 29/10/2025

    New framework allows firms to automatically adopt the latest contract definitions, aiming to end manually intensive bilateral updates for market participants.

    Enforcement

    MAS Imposes 10-year Ban on Ex-trader for Market Misconduct

    By Nithya Subramanian | 29/10/2025

    MAS has barred Tang Boon Hai for 10 years following his conviction for false trading and market manipulation involving KTL Global shares.

    Securities / Derivatives

    Hong Kong Jails Ex-Exec of Listed Company for Money Laundering

    By Editors | 29/10/2025

    Wong Ming Chun of delisted Hua Han Health was sentenced to over seven years, prompting a strong warning on corporate governance from the SFC.

    Securities / Derivatives

    SEBI Proposes Measures to Reduce Compliance Burden for Debt Issuers

    By Nithya Subramanian | 29/10/2025

    SEBI proposes easing compliance rules and aligning norms for debt-listed firms with those for equity companies.

    Securities / Derivatives

    Fintech and Regulation to Create Two-Tier Securities Sector: Fitch

    By Editors | 29/10/2025

    A Fitch Ratings report finds that technology-backed global platforms and bank-affiliated firms are set to win as traditional domestic brokers face mounting pressure.

    Securities / Derivatives

    SEBI Proposes Incentives to Boost Participation in Debt Issues

    By Nithya Subramanian | 28/10/2025

    SEBI has proposed allowing issuers to offer higher coupon rates or discounts on public debt offerings to select investor groups, including senior citizens, women and armed forces personnel.

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