Securities / Derivatives

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    Securities / Derivatives

    TSE Pushes for Lower Minimum Investment Threshold

    By Thisanka Siripala | 25/04/2025

    The Tokyo Stock Exchange will “encourage” listed companies to reduce the minimum amount required to invest in their shares.

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    Securities / Derivatives

    BSEC Revises Dividend Payout Rules for Listed Companies

    By Nithya Subramanian | 25/04/2025

    Companies can hold onto the funds until a day before the AGM, reducing the period during which the cash remains idle.

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    ESG / Sustainability

    China Issues Work Plan for Opening Up Services Industry

    By Manesh Samtani | 24/04/2025

    The plan includes several measures specific to the financial industry, including attracting overseas funds to invest in green projects

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    Capital / Liquidity

    MAS Considering Review of Liquidity Risk Framework for Asset Managers

    By Nithya Subramanian | 24/04/2025

    MAS will study the need to review the current liquidity risk management framework and engage with the industry when ready.

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    AML / KYC

    JSDA Proposes Rule Changes to Enhance Insider Trading Controls

    By Thisanka Siripala | 24/04/2025

    The proposed changes would require firms to match customer data against a new database four times a year from May 2026.

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    Securities / Derivatives

    JSDA Finalises Rule Changes to Accommodate Unlisted Securities Services

    By Thisanka Siripala | 24/04/2025

    JSDA updated 15 sets of self-regulatory rules to address law changes that allow special brokerage services for unlisted securities.

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    Securities / Derivatives

    FSC Taiwan to Revise Rules for International Securities Branches

    By Nithya Subramanian | 24/04/2025

    Offshore clients can deposit funds not only in foreign currency accounts at OBUs but also with foreign custodian banks, subject to conditions.

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    Securities / Derivatives

    JSDA Revises OTC Rules to Accommodate Security Tokens

    By Thisanka Siripala | 24/04/2025

    The rule revisions add trust beneficiary securities to the J-Ships programme and clarify procedures for issuing security tokens.

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    AML / KYC

    US to Investigate Pre-2019 Market Manipulation in Sri Lanka

    By Thisanka Siripala | 24/04/2025

    US authorities will reportedly pursue prominent Sri Lankan businessmen for an alleged pump-and-dump scheme that defrauded US investors.

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    Market Infrastructure

    Taiwan Proposes Revisions to FX Regulations to Boost Efficiency

    By Nithya Subramanian | 24/04/2025

    The changes include relaxed reporting requirements, simplified bond issuance procedures, and updated KYC rules.

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