Securities / Derivatives

US Court Vacates New SEC Rule for Private Fund Advisers

By Nithya Subramanian | 07/06/2024

The appeals court ruled that the SEC “exceeded its statutory authority” by adopting the new rule for private fund advisers.

Securities / Derivatives

Japan Designates Four Cities as Special Asset Management Zones

By Editors | 07/06/2024

The government will work with Tokyo, Osaka, Sapporo, and Fukuoka to develop an attractive environment for asset managers.

Securities / Derivatives

SEBI Warning Letter to ICICI Bank Over Investor Outreach

By Ajoy K Das | 07/06/2024

ICICI Bank called shareholders of its securities unit seeking their votes to approve a delisting plan.

Enforcement

CSRC Addresses Market Fears About Stock Delistings

By Editors | 07/06/2024

The CSRC said there won’t be a significant increase in the number of delisted companies in the short term.

Enforcement

Japan FSA May Take Action Against MUFG Entities – Report

By Nithya Subramanian | 07/06/2024

MUFJ Bank and two affiliated securities firms allegedly shared nonpublic client information without consent.

Crypto / Digital Assets

Thai SEC Grants First Approval for Bitcoin ETF

By Editors | 07/06/2024

The ETF will operate under a fund-of-funds structure, allocating investments across major global Bitcoin funds.

Securities / Derivatives

SEBI Relaxes Timeline for FPIs to Disclose Material Changes

By Ajoy K Das | 06/06/2024

“Type I” material changes must be disclosed within seven days, but supporting documents can be provided within 30 days.

Securities / Derivatives

KRX to Provide Consulting to Support Corporate “Value Up” Plans

By Editors | 06/06/2024

One-on-one customised consulting will be provided to 100 small and medium-sized listed companies to help them establish and disclose their Value Up plans.

ESG / Sustainability

SET to Develop New System for Managing Emissions Data

By Editors | 06/06/2024

Energy consumption data will feed directly into the “SET Carbon system”. A prototype is expected to be ready in Q1 2025.

Securities / Derivatives

FIA, DMIST Publishes New Standards on Average Pricing

By Editors | 06/06/2024

DMIST calls for CCPs globally to adopt the new average pricing standards, to drive consistency and improve allocation processes.

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