Securities / Derivatives

    Securities / Derivatives

    SEBI Overhauls Broker Inspections to Ease Compliance Burden

    By Editors | 08/08/2025

    New framework mandates single joint annual inspections by MIIs, replacing separate audits to reduce disruption and improve supervisory efficiency.

    Market Infrastructure

    Navigating the HKMA Derivatives Reporting Rewrite

    By Lobna Jallouli | 08/08/2025

    Hong Kong's new derivatives reporting rules present an opportunity for firms to build more resilient systems, writes Lobna Jallouli.

    ESG / Sustainability

    BSEC Extends Deadline for Mandatory Appointment of Female Directors

    By Mark Johnston | 07/08/2025

    Bangladesh's securities regulator has given listed firms until 31 December to appoint a female independent director, after some failed to meet the original 29 April deadline.

    Securities / Derivatives

    KRX Considers 12-Hour Trading Day in Response to New Rival

    By Mark Johnston | 07/08/2025

    Korea Exchange is exploring a 12-hour trading day to counter its new rival, Nextrade, a move that could significantly alter market operations for financial firms.

    Securities / Derivatives

    Australia Reform Agenda Targets Investment, Tax and Capital Markets

    By Sanday Chongo Kabange | 07/08/2025

    Government proposals on the table include changes to company tax, foreign investment rules, payments systems, and digital asset regulation.

    Securities / Derivatives

    Data Shows US Move to T+1 Settlement is Paying Off

    By Manesh Samtani | 07/08/2025

    APAC jurisdictions considering adopting a T+1 settlement cycle have new data showing the benefits of transitioning.

    Securities / Derivatives

    India Panel Recommends Reforms to Launch GIFT City as Commodity Hub

    By Manesh Samtani | 07/08/2025

    Proposals include extended tax breaks, expanded bank trading powers, and streamlined regulations to onshore trading activity from overseas hubs.

    Securities / Derivatives

    RBI to Roll Out SIPs in Treasury Bills via Retail Direct

    By Nithya Subramanian | 07/08/2025

    India will soon allow retail investors to invest in treasury bills through systematic investment plans (SIPs) on its Retail Direct platform.

    Enforcement

    ASX to Review Internal Processes After Human Error Halts Trading

    By Sanday Chongo Kabange | 07/08/2025

    ASX has apologised after an administrative mistake incorrectly linked TPG Telecom to a takeover announcement, prompting a sell-off and trading halt.

    Securities / Derivatives

    Cambodia Expands Green Bond Push with Phase III of CSBA Programme

    By Nithya Subramanian | 07/08/2025

    SERC has launched the third phase of a programme to deepen the country’s green finance market, offering issuers technical and financial support to meet global standards for sustainable debt.

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