Securities / Derivatives

    AML / KYC

    China Steps Up Enforcement of Tax on Overseas Investment Gains

    By Manesh Samtani | 28/07/2025

    Authorities are enforcing a long-overlooked 20% levy on global profits, using international data-sharing agreements to identify tax residents' offshore holdings.

    Fintech / Regtech

    Malaysia to Expand, Enhance National Scam Response Centre

    By Nithya Subramanian | 28/07/2025

    The expansion will bring the SC and Domestic Trade Ministry into the NSRC, and create 139 new positions within the centre.

    Securities / Derivatives

    SEBI Consults on Ending Physical Annual Reports for Debt Issuers

    By Nithya Subramanian | 28/07/2025

    The proposed move aims to align rules for non-convertible securities with those for equities, resulting in ease of doing business and cost savings.

    Securities / Derivatives

    Dalian Exchange Approved to Launch First Monthly Average Price Futures

    By Editors | 28/07/2025

    The new cash-settled contracts for key plastics aim to provide more precise hedging tools for a widely used industry pricing method.

    Market Infrastructure

    Cboe Targets ASX's Business Model in Call for Market Reforms

    By Sanday Chongo Kabange | 28/07/2025

    Cboe has urged ASIC to review the ASX's dominance and introduce reforms to boost competition in trading, clearing, and settlement.

    Enforcement

    Two Former Execs Arrested in Hong Kong for Manipulation, Corruption

    By Sanday Chongo Kabange | 28/07/2025

    A former executive director of an SFC-licensed brokerage firm is suspected of accepting advantages from a listed company's former chairman.

    Securities / Derivatives

    South Korea Considers New Rules for Asset Valuation Firms

    By Mark Johnston | 28/07/2025

    Financial authorities are exploring binding regulations for external evaluators to curb accounting fraud, but face industry concerns over the potential burden.

    Securities / Derivatives

    FSA Updates Guidance for Foreign Asset Managers Entering Japan

    By Nithya Subramanian | 28/07/2025

    The updated guidance details relaxed capital and personnel rules to attract more investment firms to boost its asset management sector.

    Enforcement

    Korea's New Stock Manipulation Task Force Launches This Week

    By Mark Johnston | 28/07/2025

    The multi-agency unit will start under an acting chief after its designated head retired, raising concerns about its initial effectiveness.

    Securities / Derivatives

    Philippines SEC Slashes Fees, Streamlines Approvals to Boost Listings

    By Sanday Chongo Kabange | 28/07/2025

    The SEC aims to increase market participation by cutting registration fees by 30 percent and enforcing a strict 45-day review timeline.

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