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Securities / Derivatives
Korea to Launch Person-Based Surveillance, Raise Unfair Trading Penalties
By Mark Johnston | 26/10/2025
The FSC is shifting the KRX from account-based to person-based surveillance and increasing minimum fines for unfair trading and disclosure violations.

Securities / Derivatives
Osaka Exchange to Launch 'Pocket' Futures to Broaden Investor Base
By Manesh Samtani | 26/10/2025
The new gold and platinum contracts, launching in 2026, are designed with smaller units and simpler structures to attract new participants.

Securities / Derivatives
TAIFEX Announces Rule Changes to Support New Weekly Stock Options
By Mark Johnston | 26/10/2025
Under the amended rules, TAIFEX will be permitted to list weekly contracts that commence on a Wednesday and expire on the second Wednesday thereafter.

Securities / Derivatives
RBI Proposes Mandatory UTI for OTC Derivatives from April 2026
By Manesh Samtani | 24/10/2025
The proposal aims to enhance market transparency and align with global standards for reporting over-the-counter derivative transactions.

Securities / Derivatives
BSEC Finalises Margin Rules to Cleanse Market of Negative Equity - Reports
By Mark Johnston | 24/10/2025
Investors retreated following reports that the regulator has approved new margin rules that aim to resolve a negative equity problem in the domestic market.

Securities / Derivatives
Philippine Lawmaker Calls for Review of Rules for Preferred Shares
By Sanday Chongo Kabange | 24/10/2025
A PSE rule requiring a PHP 1 billion or 20 percent offer size is hindering subsidiaries of listed firms from tapping capital markets, a congressman says.

Market Infrastructure
HK LegCo Panel Reviews Key Financial Reforms Amid Economic Headwinds
By Sanday Chongo Kabange | 24/10/2025
A legislative report details discussions with regulators on key initiatives, including AI sandboxes, tokenised bonds, and deepening Mainland China market access.

Securities / Derivatives
NZX Consults on Tailored Listing Rules for Co-operatives
By Sanday Chongo Kabange | 23/10/2025
NZX’s proposed guidance clarifies potential waivers for rules on director independence and material transactions to provide greater flexibility and transparency.

Securities / Derivatives
Hong Kong and Jiangsu Province Sign MoU to Boost Financial Ties
By Sanday Chongo Kabange | 23/10/2025
The agreement aims to deepen cooperation in capital markets, private equity, fintech, and wealth management, connecting Jiangsu firms with Hong Kong’s international financial services.

Securities / Derivatives
Singapore to Unveil New Market Measures in November
By Nithya Subramanian | 23/10/2025
MAS will unveil new market and regulatory measures including expanded equity fund appointments and listing reforms to deepen liquidity and help listed companies unlock shareholder value.
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