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Securities / Derivatives
KRX Obtains SEC Class Relief on Index, Stock Options
By Editors | 20/09/2018
Korea Exchange members can now directly market options on local indexes and 31 individual stocks to US institutional investors.
Securities / Derivatives
India Allows Foreign Investment In Commodity Derivatives
By Garima Chitkara | 20/09/2018
Foreign investors with direct exposure to commodities can trade commodity derivatives in India. BSE and NSE to start offering commodity derivatives from 1 October.
Securities / Derivatives
China Urges Analysts to Avoid “Negative Comments” on Stock Market
By Garima Chitkara | 20/09/2018
The CSRC is looking to avoid the spread of negative sentiment among retail investors as the Shanghai Composite Index falls to a three year low amid trade war tensions.
Market Infrastructure
High Speed Markets a Challenge for Central Banks
By Manesh Samtani | 20/09/2018
Modern market infrastructure and the volumes of data they bring present a challenge to central banks in the way they monitor markets to fulfil their mandates.
Securities / Derivatives
Malaysia Expands Retail Access to Fixed Income Market
By Editors | 20/09/2018
Securities Commission has liberalised its framework for retail investment in bond and sukuk products, effective from 11 October.
Securities / Derivatives
SEBI Imposes New Caps on Mutual Fund Fees
By Manesh Samtani | 19/09/2018
The new caps link total expense ratios to assets under management, in a bid to pass on the benefits of scale to investors and improve transparency in the industry.
Securities / Derivatives
IOSCO Publishes Guidance Addressing Equity Raising Conflicts of Interest
By Editors | 19/09/2018
The guidance comprises eight measures to address conflicts of interest and sets standards of conduct for market intermediaries in the equity capital raising process.
Market Infrastructure
Independent Amount – 10 Years and No Change Since Lehman Collapse
By Matthieu Sachot | 19/09/2018
Counterparties are exposed to material downside risk in posting collateral without restrictions on rehypothecation or non-segregation, says Matthieu Sachot at Chappuis Halder & Co.
Securities / Derivatives
Chinese Brokers Receive Lukewarm Response from Expat Investors
By Manesh Samtani | 18/09/2018
Foreign nationals in China can now open trading accounts at local brokerages, but so far brokers and investors appear unenthusiastic, say reports.
Securities / Derivatives
Taiwan to Launch Exchange Traded Notes in Q2 2019
By Editors | 17/09/2018
Brokers issuing ETNs must have a net worth exceeding $325mn and a capital adequacy ratio of at least 250%.
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