Securities / Derivatives

    Enforcement

    Mirae Chairman Steps Back from Management Amid Antitrust Probe

    By Garima Chitkara | 28/05/2018

    Park Hyeon-joo will head up the group’s global investment strategy even as the firm is under investigation for unfair trading practices.

    Securities / Derivatives

    India’s BSE to Launch Corporate Debt Repos

    By Garima Chitkara | 28/05/2018

    BSE received approval from RBI and SEBI to trade repos on corporate debt securities, a move expected to deepen corporate debt market.

    Securities / Derivatives

    Cambodia Establishes Regulatory Framework for Collective Investment

    By Manesh Samtani | 24/05/2018

    Securities regulator approves directive establishing conditions and procedures to follow for licensing and the legal obligations for collective investment schemes.

    Market Infrastructure

    CFTC Approves ASX Application for Direct Access to US Customers

    By Garima Chitkara | 24/05/2018

    ASX can provide direct access to US customers to trade on its platform; CFTC order part of its regulatory deference programme

    Securities / Derivatives

    India Consults on Opening Up Commodity Derivatives to Foreign Entities

    By Garima Chitkara | 24/05/2018

    SEBI consults on allowing foreign entities with direct exposure to Indian commodities into the commodities derivatives markets; FPI’s will not be allowed.

    Market Infrastructure

    NSE Takes Legal Action to Prevent SGX India Derivatives Launch

    By Garima Chitkara | 24/05/2018

    NSE is seeking to prevent SGX from launching India equity derivative products in June; NSE previously terminated its data sharing agreement with SGX for its Nifty futures offering.

    Securities / Derivatives

    SFC Introduces New Disclosure Rules for Discretionary Account Trading

    By JP Reimann | 23/05/2018

    SFC requires intermediaries to disclose incentives, trading profits arising from third party products; amendments to come into effect on 25 November 2018.

    Market Infrastructure

    Malaysia Implements Segregated Accounts for Bond Investors

    By Manesh Samtani | 23/05/2018

    BNM has operationalised segregated securities accounts for resident and non-resident investors in RENTAS debt securities using LEIs to identify transacting parties.

    Capital / Liquidity

    China Boosts Offshore RMB Liquidity as MSCI Inclusion Looms

    By Garima Chitkara | 21/05/2018

    PBOC allows offshore clearing banks to access mainland liquidity, cuts RMB reserve ratio of clearing banks to zero percent, among other measures.

    Securities / Derivatives

    SFC Expands Professional Investor Rules

    By JP Reimann | 21/05/2018

    SFC’s new professional investor rules will expand categories, amend qualification threshold starting from 13 July 2018.

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