Securities / Derivatives

    Securities / Derivatives

    SZSE ChiNext Board to Adopt Registration Based IPO System

    By Editors | 22/08/2019

    Shenzhen’s ChiNext board has begun work to prepare for adoption of a registration-based IPO system, currently in use at Shanghai’s new tech board.

    Market Infrastructure

    Goldman Files Application to Control China Securities JV

    By Editors | 22/08/2019

    Goldman is seeking to bring its China business in line with its operations in other parts of the world – as its local partner folds its operations into the joint venture.

    Market Infrastructure

    WFE Explores Sustainability Standards for Commodity Markets

    By Editors | 22/08/2019

    In a new white paper, the WFE explores potential ways for commodity derivatives exchanges to address the impact of sustainability.

    Enforcement

    CSRC Fines Four Individuals for Spreading False News

    By Editors | 22/08/2019

    The individuals, including a news editor, were fined for spreading ‘fabricated’ news that the CSRC blames for stock market declines in late January.

    Securities / Derivatives

    BNM Extends Range of Securities Eligible for Repo

    By Editors | 21/08/2019

    BNM’s draft policy document proposes to extend the maximum tenor of a repo to five years from 365 days previously, and to expand the securities that are eligible for repo.

    Capital / Liquidity

    US Regulators Approve Easing of Volcker Rule

    By Manesh Samtani | 21/08/2019

    Two of five US agencies have approved the Volcker Rule revamp, which aims to simplify its requirements and give banks more flexibility to trade.

    Securities / Derivatives

    PBOC Approves Development of ‘Standardised Notes’

    By Editors | 20/08/2019

    Standardised notes are tradable beneficiary certificates backed by a pool of commercial paper or bankers’ acceptances with similar maturities.

    Securities / Derivatives

    ASX to Move Bank Bill Futures to Cash Settlement

    By Editors | 19/08/2019

    It is widely believed that cash-settled contracts will increase trading activity and liquidity into and throughout expiry, and result in lower risk of failed settlement.

    Capital / Liquidity

    HKMA Adjusts Initial Margin Implementation Schedule

    By Editors | 19/08/2019

    The HKMA has adjusted its implementation schedule for the incoming requirements, taking into account the one-year phased extension announced by BCBS and IOSCO in July.

    Securities / Derivatives

    HKEX Proposes Changes to Pre-Open Session, Volatility Controls

    By Editors | 19/08/2019

    The proposals aim to improve market liquidity and global competitiveness of the Hong Kong market, HKEX says in a new consultation paper.

    JOIN OUR NEWSLETTER

    An exclusive weekly selection of top stories from the Regulation Asia editorial team.