Securities / Derivatives

    AML / KYC

    HKMA Issues Operational Incidents Watch

    By Samuel Riding | 13/01/2017

    Regulator flags errors in OTC derivatives transactions, credit card applications.

    Market Infrastructure

    India’s NSE Wins Approval for International Exchange

    By Samuel Riding | 12/01/2017

    National Stock Exchange says to start international trading by mid-February.

    Market Infrastructure

    Pakistan to Revamp Trading Rights Rules

    By Samuel Riding | 11/01/2017

    New regulations include changes in permissible actions against trading rights certificate holders.

    Market Infrastructure

    SEBI Said to Ask NSE Take Remedial Action on HFT

    By Samuel Riding | 11/01/2017

    Regulator is also considering possibility of individual fault despite forensic audit conclusions.

    Market Infrastructure

    China Mulls Bitcoin Custody Platform

    By Samuel Riding | 11/01/2017

    Move aims to enhance security of trading in virtual currency after recent volatility.

    Market Infrastructure

    S.Korea to Develop ‘Full Scale’ Blockchain Infrastructure

    By Samuel Riding | 11/01/2017

    Korea Exchange also planning to use blockchain technology in OTC trading.

    Market Infrastructure

    India Opens 1st International Exchange

    By Samuel Riding | 10/01/2017

    INX features equity, currency and commodities derivatives; trade starts 16 January.

    Securities / Derivatives

    Taiwan to Allow Securities Firms to Handle FX Products

    By Samuel Riding | 10/01/2017

    Draft rules aim to boost securities sector amidst low trading volumes, stiff competition.

    AML / KYC

    Singapore Parliament Considers Extended MAS Powers

    By Samuel Riding | 10/01/2017

    Changes include refined non-retail investor classification, safeguards unconventional investment products.

    Market Infrastructure

    Japan FSA to Allow JPX to Use Fintech

    By Samuel Riding | 09/01/2017

    Move aims to further explore technology applications, enhance trading efficiency.

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