Securities / Derivatives

Market Infrastructure

China Warns of Market Manipulation via Stock Connect

By Samuel Riding | 07/11/2016

CSRC holds joint training session with Hong Kong regulator, issues warning statement.

Market Infrastructure

JGB T+1 Project Enters Final Phase

By Samuel Riding | 03/11/2016

Bank of Japan says move due by 1Q2018 will help reduce settlement risks.

Securities / Derivatives

HKMA Revamps OTC Reporting Interface

By Samuel Riding | 01/11/2016

Changes include modified data fields, description, and enumerated values for mandatory reporting.

Market Infrastructure

Pakistan Finalises Exchange Rules

By Samuel Riding | 31/10/2016

New framework aims to ensure transparency, boost investor confidence.

Market Infrastructure

Australia, Kenya to Exchange Regulatory Information

By Samuel Riding | 27/10/2016

Innovation Hub agreement aims to boost capital markets.

Market Infrastructure

S.Korea to Promote Digital Currency

By Samuel Riding | 25/10/2016

Systemic work will be aligned with international trends in US and Japan.

AML / KYC

ASIC Details Enforcement Drive

By Samuel Riding | 21/10/2016

Regulator reveals members and terms of reference for Enforcement Review Task Force

Market Infrastructure

Shanghai Futures Exchange Adopts Nasdaq Surveillance Platform

By Samuel Riding | 20/10/2016

New platform will monitor Exchange’s more than 200 members, 700 distant trading terminals.

Securities / Derivatives

HK’s SFC Reprimands, Fines Forex Service $500,000

By Samuel Riding | 20/10/2016

SFC concludes HK FXCM did not treat clients fairly or have proper controls, policies.