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Enforcement
AUSTRAC Closes 2022 Enforceable Undertaking with NAB
By Sanday Chongo Kabange | 28/07/2025
AUSTRAC has cancelled the 2022 enforceable undertaking but says NAB must continue to improve its AML programmes.

Market Infrastructure
HKEX to Launch New Digital Issuer Platform Next Year
By Sanday Chongo Kabange | 28/07/2025
HKEX says the new secure web-based portal will become the mandatory channel for issuer submissions, enhancing compliance and market transparency.

ESG / Sustainability
Malaysia SC Signals Shift to Mandatory Corporate Governance Rules
By Manesh Samtani | 25/07/2025
The SC is reviewing its corporate governance code, with a new version due in 2026 that could introduce compulsory requirements for listed firms.

ESG / Sustainability
ICJ Ruling Establishes Legal Duty to Protect Climate System
By Manesh Samtani | 25/07/2025
The ruling finds that states have binding obligations to cut emissions, paving the way for reparation claims and increasing legal risks for polluters.

Securities / Derivatives
FSC Korea to Introduce Tougher Measures Against Illegal Stock Trading
By Nithya Subramanian | 25/07/2025
The FSC proposed shifting from account-based to individual-centred monitoring and doubling fines for unfair trades, effective October.

Market Infrastructure
APRA Unveils Planned Reforms to Boost Banking Competition
By Sanday Chongo Kabange | 24/07/2025
APRA has announced a new tiered framework and other measures to ease the burden on smaller banks.

Enforcement
ASIC Puts Bank Boards on Notice Over AI Risks and Governance
By Sanday Chongo Kabange | 24/07/2025
ASIC has warned that existing financial services laws apply directly to AI, placing the onus on boards to manage risks of consumer harm.

Crypto / Digital Assets
HKMA Warns of 'Frothiness' in Stablecoin Market, Signals Strict AML Rules
By Sanday Chongo Kabange | 24/07/2025
The HKMA will grant only a handful of stablecoin issuer licences initially and impose stringent AML rules amid concerns over market speculation.

Trending
Wolfsberg Group Publishes Statement on Risk Based Approach
By Manesh Samtani | 24/07/2025
The Wolfsberg Group outlined three core principles for financial crime compliance and committed to updating its foundational risk-based approach guidance.

Securities / Derivatives
China Issues Rules for Hainan Cross-Border Asset Management Pilot
By Manesh Samtani | 23/07/2025
New implementation rules allow foreign individuals and institutions to buy onshore products via Hainan, a key step in opening up the free trade port.
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