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AML / KYC
Thai Authorities Pledge Urgent Action to Unblock Frozen Accounts
By Manesh Samtani | 16/09/2025
The BOT and government agencies are creating a 'war room' to expedite the unblocking of innocent accounts caught in a nationwide mule account sweep.
Enforcement
ANZ Agrees to A$240m Penalty for ‘Widespread Misconduct’
By Sanday Chongo Kabange | 15/09/2025
ASIC has detailed "grubby" and unconscionable conduct by ANZ in a government bond deal and multiple "disappointing" retail failures.
Securities / Derivatives
SEBI Approves Reforms to Ease Foreign Investor Access, Boost REITs
By Nithya Subramanian | 15/09/2025
SEBI is launching a single-window portal for foreign funds, reclassifying REITs as equity, and expanding the anchor investor framework for IPOs.
Sanctions
Japan, New Zealand, UK Announce New Wave of Russia Sanctions
By Manesh Samtani | 15/09/2025
The targets include companies in Mainland China, Hong Kong, India, Thailand and India. Japan and New Zealand now aligned with the G7 oil price cap.
Market Infrastructure
China Considers Expanding Wealth Connect Scheme Beyond GBA
By Editors | 13/09/2025
Regulators are reportedly exploring a 'version 3.0' of the cross-border investment programme, with a draft consultation paper possible by year-end.
Fintech / Regtech
HKMA Flags Digital Fraud as Higher Priority Than Crypto, CRE Risks
By Manesh Samtani | 12/09/2025
Arthur Yuen said at the FT Live Asia Banking Summit on Thursday that the impact of digital fraud on the broader economy and social fabric is systemic.
Capital / Liquidity
HKMA Delays Implementation of Stricter Liquidity Reporting Rules
By Manesh Samtani | 11/09/2025
HKMA has pushed back the deadline for its revised MA(BS)23 return to June 2026 but will collect similar data from selected banks in the interim.
Market Infrastructure
S. Korea Financial Overhaul Faces Political Gridlock and Staff Revolt
By Mark Johnston | 11/09/2025
A government plan to reshape financial regulation is stalled by opposition parties, sparking protests and fears of a brain drain at key agencies.
ESG / Sustainability
New Zealand Proposes Climate Reporting Exemption for Foreign Firms
By Sanday Chongo Kabange | 11/09/2025
The FMA is consulting on a plan to ease the compliance burden, with Australian firms set to be the first to benefit.
ESG / Sustainability
HKEX Publishes ‘Buyer's Guide’ for Carbon Credit Market
By Sanday Chongo Kabange | 11/09/2025
The guide provides a framework for corporate due diligence on carbon credits and clarifies disclosure expectations, aiming to bolster market transparency.
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