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Enforcement
ASIC Orders FXCM to Stop Issuing CFDs to Retail Investors
By Sanday Chongo Kabange | 05/12/2025
The interim stop order cites deficiencies in the firm's target market determination under design and distribution obligations.

Capital / Liquidity
Australia Proposes Three-Tier Prudential Framework for Banks
By Sanday Chongo Kabange | 05/12/2025
The plan creates a new top tier for the largest banks and introduces transition periods to support competition and growth.

Canadian Exchange Considers Acquiring Cboe Australia as SGX Denies Making Bid
By Sanday Chongo Kabange | 05/12/2025
The CSE is considering buying Cboe's Australian assets, aiming to expand its footprint after already having acquired the National Stock Exchange.

ESG / Sustainability
ASIC Updates Product Disclosure Statements Guidance
By Sanday Chongo Kabange | 04/12/2025
ASIC has consolidated six guides and clarified rules on greenwashing and fund liquidity following industry consultation.

ESG / Sustainability
ASIC Finds Major Gaps in Company Whistleblower Practices
By Sanday Chongo Kabange | 04/12/2025
ASIC’s survey of 134 Australian firms found nearly a quarter received no disclosures, with many lacking basic reporting channels and training.

Capital / Liquidity
APRA Finalises AT1 Phase-Out Plan, Toughens Bank Capital Rules
By Sanday Chongo Kabange | 04/12/2025
APRA confirms removal of hybrid securities from the capital framework, increasing capital minimums for major banks and altering leverage ratio rules from 2027.

Sanctions
Australia Sanctions Russian 'Shadow Fleet' to Enforce G7+ Oil Price Cap
By Editors | 04/12/2025
Australia designated 45 vessels as part of a new sanctions package aimed at curbing Russia's ability to finance its war in Ukraine.

Market Infrastructure
Australia Regulators to Unveil Reform Roadmap Focused on Geopolitical, AI Risks
By Sanday Chongo Kabange | 04/12/2025
The Council of Financial Regulators has outlined its priorities for 2026 and plans to release a roadmap this month with over 50 commitments to reduce regulatory burden.

ASIC Issues Final Warning as 2,300 Financial Advisers Risk Exit
By Editors | 03/12/2025
Regulator warns nearly 15% of industry has not met new education standards ahead of the 1 January 2026 deadline.

Fintech / Regtech
Australian Government Releases National Plan to Grow AI Industry
By Manesh Samtani | 03/12/2025
The government will rely on existing legal frameworks and a new safety institute to manage risks, focusing on economic growth.
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