Australia

    Anti-Money Laundering

    AUSTRAC Identifies Emerging AML Risks Facing Super Funds

    By Sanday Chongo Kabange | 28/09/2022

    Super funds are exposed to cyber crime, as well as AML risks resulting from the growth in merger activity across the sector.

    Conduct, Culture & Accountability

    ASIC Finalises Guidance on Completing Timely Remediations

    By Editors | 28/09/2022

    ASIC says it should not have to oversee remediations in order for consumers to receive fair and timely outcomes.

    Structural Regulation

    NZ FMA Proposes to Update Guidance on Broker Obligations

    By Editors | 28/09/2022

    The FMA is proposing to update its 2014 guidance to align with regulatory updates and incorporate additional guidance for custodians.

    Anti-Money Laundering

    AUSTRAC Spotlights Risks Associated with Remittance Sector

    By Sanday Chongo Kabange | 27/09/2022

    Most remittance dealers and remittance network providers did not submit any SMRs in the reporting period assessed by AUSTRAC.

    Cybersecurity

    Australia: Optus Data Breach to Prompt Legislative Reform

    By Manesh Samtani | 27/09/2022

    Australian Prime Minister Anthony Albanese said the Optus breach was a “huge wake-up call” for the corporate sector.

    CBDCs

    RBA to Commence CBDC Pilot Tests Early Next Year

    By Editors | 26/09/2022

    The CBDC will be called eAUD. Industry participants are invited to propose CBDC use cases, and to participate in testing. Expressions of interest are due by 31 October.

    Anti-Money Laundering

    AUSTRAC Releases Risk Assessment of Bullion Sector

    By Editors | 26/09/2022

    Personal income tax evasion was the most common suspected offence, linked to 52% of SMRs, though the associated values were low.

    Structural Regulation

    RBNZ, FMA Seeks Feedback on Draft FMI Standards

    By Sanday Chongo Kabange | 25/09/2022

    The FMI Standards are likely to be issued in early 2023 and take effect around 1 August 2023 – once FMI designations are complete.

    Conduct, Culture & Accountability

    Australian Court Fines AMP for ‘Fees for No Service’ Conduct

    By Editors | 25/09/2022

    The Federal Court said the conduct reflected “very poorly on the organisation culture” of AMP, fining its subsidiaries a total A$14.6mn.

    Cryptocurrency

    Australian Senator Proposes Bill on Digital Asset Regulation

    By Editors | 23/09/2022

    The bill would establish rules for crypto exchanges, custody providers stablecoin issuers, and banks facilitating e-CNY transactions.

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