ADVERTISEMENT
AML / KYC
Crypto ATMs in the Crosshairs, as Australia Targets Laundering, Scams and Terrorism
By Nathan Lynch | 04/06/2025
Nathan Lynch explores how Australian authorities are responding to the criminal threats associated with crypto ATMs, which proliferated during the pandemic.
Market Infrastructure
ASIC Charts Course for Enhancing Australia’s Capital Markets
By Thisanka Siripala | 04/06/2025
ASIC outlines plans to reform public and private capital markets, seeking to address concerns around retail investor access and the cost of listing.
Market Infrastructure
ASIC Prepares Capital Market Reform Roadmap
By Thisanka Siripala | 04/06/2025
The regulator distilled six capital market themes to guide its next steps, including streamlining IPO processes and the role of pension funds in shaping capital flows.
Crypto / Digital Assets
AUSTRAC Cracks Down on Crypto ATM Operators
By Thisanka Siripala | 04/06/2025
AUSTRAC has imposed an A$5,000 transaction limit on cash deposits and withdrawals and other measures.
Enforcement
ASIC Sues Westpac Unit for Systemic Misconduct
By Sanday Chongo Kabange | 04/06/2025
ASIC commenced civil penalty proceedings against a subsidiary of Westpac for “systemic” misconduct in arranging home loans.
Enforcement
ASIC Fines Australian Retirement Trust for Misleading Performance Data
By Sanday Chongo Kabange | 03/06/2025
Australian Retirement Trust was issued an infringement notice because it published “out-of-date” performance data on its website.
Enforcement
ACMA Fines Telco for Breaching ID Verification Rules
By Sanday Chongo Kabange | 03/06/2025
Mobile numbers were inadvertently transferred to scammers, resulting in losses from consumers’ bank accounts.
Enforcement
New Zealand DIA Warns Money Remitter for AML Noncompliance
By Sanday Chongo Kabange | 03/06/2025
The DIA said further action may be taken if noncompliance with New Zealand’s AML/CFT laws continues.
NZ FMA Calls on KiwiSaver Providers to Prioritise Member Outcomes
By Editors | 03/06/2025
FMA chief Samantha Barrass urged KiwiSaver providers to innovate new ways to engage with members and help members make informed decisions.
Securities / Derivatives
ASX Announces New Pricing Policy for Cash Equities Services
By Editors | 03/06/2025
ASX introduces new pricing policy for cash equities clearing, settlement, and issuer services, while also enhancing transparency.
JOIN OUR NEWSLETTER
A daily selection of top stories from the Regulation Asia editorial team