Europe

Supervision & Enforcement

EY Hires Former Goldman Regulatory Chief for Asia-Pacific Financial Services Office

By Editors | 25/03/2014

Global auditing and advisory firm EY has recruited a former Goldman Sachs regulatory and compliance chief as regulatory services leader for Asia-Pacific FSO.

Structural Regulation

EU Seals Deal Reforming Securities Market

By Editors | 16/01/2014

The European Union agreed to an overhaul of securities markets following more than two years of complex negotiations.

Structural Regulation

ESMA Issues Final Draft Regulatory Technical Standards for Non-EU Counterparties

By Editors | 19/11/2013

The European Securities and Markets Authority (ESMA) has issued final draft regulatory technical standards (RTS) related to derivative transactions by […]

Clearing & Post-Trade

Regulators from Asia attend meeting at ESMA

By Editors | 03/10/2013

Principals and senior representatives of authorities responsible for the regulation of the over-the-counter (OTC) derivatives markets in Australia, Brazil, the […]

Clearing & Post-Trade

ESMA Advises Commission on Non-EU Derivatives Rules

By Editors | 03/09/2013

The European Securities and Market Authority (ESMA) has published its advice to the European Commission on the equivalence of the […]

Structural Regulation

Japan Agreement with Luxembourg on Audit Oversight

By Editors | 09/08/2013

The Financial Services Agency (FSA) and Certified Public Accountants and Auditing Oversight Board (CPAAOB) exchanged the Letter on cooperation in […]