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Sanctions
EU to Extend Sanctions Regime to Cover Corruption
By Manesh Samtani | 04/05/2023
The EU would be able to target serious acts of corruption worldwide with travel bans and asset freezes, similar to the US Magnitsky Act.
Capital / Liquidity
More Credit Suisse AT1 Bondholders Sue FINMA
By Editors | 04/05/2023
The suit means that investors representing up to a third of the $17bn in AT1 bonds issued by Credit Suisse have now launched legal action.
Capital / Liquidity
ESMA Follows Through with De-recognition of Indian CCPs
By Manesh Samtani | 03/05/2023
So far Indian markets have not faced disruptions. This is attributed to the concessions provided by French and German regulators.
Capital / Liquidity
ECB Scrutinising Bond Losses at European Banks
By Editors | 30/04/2023
The ECB is asking banks about their practices for hedging interest rate risk, including to assess whether risks have been shifted to nonbanks.
AML / KYC
UK Convicts Cash Couriers for Laundering Over $130m
By Editors | 27/04/2023
The couriers smuggled money from the UK to Dubai using vacuum-packed suitcases sprayed with coffee or air fresheners to evade detection.
Capital / Liquidity
Credit Suisse Reveals Scale of Outflows Pre-UBS Deal
By Manesh Samtani | 27/04/2023
UBS is expected to record up to $57bn in profits in Q2 as a result of the deal, the largest ever banking profit recorded.
AML / KYC
Swiss Prosecutors Indict Ex-PetroSaudi Executives in 1MDB Case
By Editors | 26/04/2023
The two former executives were paid by Jho Low to set up a joint venture that was used to embezzle $1.8bn from 1MDB.
Crypto / Digital Assets
UK FCA to Develop New Financial Promotions for Crypto Industry
By Mark Johnston | 26/04/2023
FCA executive director Sarah Pritchard said the new regime will apply to all firms marketing cryptoassets to UK consumers, regardless of where they are based.
Market Infrastructure
Macau Exchange Signs Cooperative Agreement with LuxSE
By Editors | 25/04/2023
Under the agreement, MOX-listed securities can be admitted for listing and trading on LuxSE’s exchange-regulated market, the Euro MTF.
AML / KYC
US Official Details Sanctions Evasion Red Flags During European Visit
By Editors | 25/04/2023
Treasury official Brian Nelson met with European officials and FIs last week and shared details about emerging sanctions evasion typologies.
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