Hong Kong

    Enforcement

    Hong Kong Regulators Fines EFG Bank for Control Failures

    By Sanday Chongo Kabange | 12/12/2025

    The SFC has cited EFG Bank for multi-year breaches in product due diligence, record-keeping, and reporting related to hundreds of bond products.

    ESG / Sustainability

    Financial Regulators Failing on Nature Risk Despite Climate Progress, WWF Says

    By Manesh Samtani | 12/12/2025

    A global assessment finds major gaps in addressing risks from deforestation and water stress, urging APAC regulators to act.

    Securities / Derivatives

    HKEX Launches Tech 100 Index, Paving Way for Mainland ETF Products

    By Manesh Samtani | 11/12/2025

    All constituent companies are eligible for Southbound trading through the Stock Connect programme, ensuring accessibility to resulting ETF products for mainland investors.

    Crypto / Digital Assets

    Hong Kong Consults on Crypto Tax Reporting Framework, Stricter FI Penalties

    By Sanday Chongo Kabange | 10/12/2025

    The plan includes mandatory registration for crypto service providers and financial institutions, with automatic data exchange scheduled to begin in 2028.

    Securities / Derivatives

    SFC, HKEX Direct Investment Banks to Ensure Quality of IPO Applications

    By Sanday Chongo Kabange | 10/12/2025

    The SFC and HKEX have reportedly told investment banks to maintain standards as a surge in IPOs raises concerns about overstretched resources.

    Securities / Derivatives

    ASIFMA Urges Caution on APAC T+1 Shift, Citing Major Hurdles

    By Manesh Samtani | 09/12/2025

    A new industry paper highlights significant FX, operational and regulatory hurdles, calling for collaboration before any move to a shorter settlement cycle.

    Securities / Derivatives

    China Rapidly Aligning Derivatives Market with Global Standards: Experts

    By Manesh Samtani | 09/12/2025

    ISDA panel discusses rapid developments in China’s repo market, the adoption of margin rules for non-cleared derivatives, and opportunities for CGBs.

    Securities / Derivatives

    HKEX Aligns OTC Clear Margin Policy with New Reference Rate Model

    By Sanday Chongo Kabange | 09/12/2025

    From January 2026, interest on cash collateral at the clearing house will be based on benchmark rates minus a handling fee.

    Capital / Liquidity

    HK Regulator, Banks Roll Out Additional Support for Tai Po Fire Victims

    By Sanday Chongo Kabange | 05/12/2025

    Measures include emergency loans and a six-month mortgage moratorium on approximately 300 loans worth a total of HKD 540 million.

    Enforcement

    SFC Secures Insider Dealing Conviction Against Former Computershare VP

    By Sanday Chongo Kabange | 05/12/2025

    The former executive used non-public information about a failed corporate privatisation vote to avoid a significant stock market loss.

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