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Enforcement
Hong Kong Regulators Fines EFG Bank for Control Failures
By Sanday Chongo Kabange | 12/12/2025
The SFC has cited EFG Bank for multi-year breaches in product due diligence, record-keeping, and reporting related to hundreds of bond products.

ESG / Sustainability
Financial Regulators Failing on Nature Risk Despite Climate Progress, WWF Says
By Manesh Samtani | 12/12/2025
A global assessment finds major gaps in addressing risks from deforestation and water stress, urging APAC regulators to act.

Securities / Derivatives
HKEX Launches Tech 100 Index, Paving Way for Mainland ETF Products
By Manesh Samtani | 11/12/2025
All constituent companies are eligible for Southbound trading through the Stock Connect programme, ensuring accessibility to resulting ETF products for mainland investors.

Crypto / Digital Assets
Hong Kong Consults on Crypto Tax Reporting Framework, Stricter FI Penalties
By Sanday Chongo Kabange | 10/12/2025
The plan includes mandatory registration for crypto service providers and financial institutions, with automatic data exchange scheduled to begin in 2028.

Securities / Derivatives
SFC, HKEX Direct Investment Banks to Ensure Quality of IPO Applications
By Sanday Chongo Kabange | 10/12/2025
The SFC and HKEX have reportedly told investment banks to maintain standards as a surge in IPOs raises concerns about overstretched resources.

Securities / Derivatives
ASIFMA Urges Caution on APAC T+1 Shift, Citing Major Hurdles
By Manesh Samtani | 09/12/2025
A new industry paper highlights significant FX, operational and regulatory hurdles, calling for collaboration before any move to a shorter settlement cycle.

Securities / Derivatives
China Rapidly Aligning Derivatives Market with Global Standards: Experts
By Manesh Samtani | 09/12/2025
ISDA panel discusses rapid developments in China’s repo market, the adoption of margin rules for non-cleared derivatives, and opportunities for CGBs.

Securities / Derivatives
HKEX Aligns OTC Clear Margin Policy with New Reference Rate Model
By Sanday Chongo Kabange | 09/12/2025
From January 2026, interest on cash collateral at the clearing house will be based on benchmark rates minus a handling fee.

Capital / Liquidity
HK Regulator, Banks Roll Out Additional Support for Tai Po Fire Victims
By Sanday Chongo Kabange | 05/12/2025
Measures include emergency loans and a six-month mortgage moratorium on approximately 300 loans worth a total of HKD 540 million.

Enforcement
SFC Secures Insider Dealing Conviction Against Former Computershare VP
By Sanday Chongo Kabange | 05/12/2025
The former executive used non-public information about a failed corporate privatisation vote to avoid a significant stock market loss.
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