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Securities / Derivatives
SFC, HKEX Direct Investment Banks to Ensure Quality of IPO Applications
By Sanday Chongo Kabange | 10/12/2025
The SFC and HKEX have reportedly told investment banks to maintain standards as a surge in IPOs raises concerns about overstretched resources.

Securities / Derivatives
ASIFMA Urges Caution on APAC T+1 Shift, Citing Major Hurdles
By Manesh Samtani | 09/12/2025
A new industry paper highlights significant FX, operational and regulatory hurdles, calling for collaboration before any move to a shorter settlement cycle.

Securities / Derivatives
China Rapidly Aligning Derivatives Market with Global Standards: Experts
By Manesh Samtani | 09/12/2025
ISDA panel discusses rapid developments in China’s repo market, the adoption of margin rules for non-cleared derivatives, and opportunities for CGBs.

Securities / Derivatives
HKEX Aligns OTC Clear Margin Policy with New Reference Rate Model
By Sanday Chongo Kabange | 09/12/2025
From January 2026, interest on cash collateral at the clearing house will be based on benchmark rates minus a handling fee.

Crypto / Digital Assets
China Declares RWA Tokenisation 'Illegal Financial Activity'
By Mark Johnston | 08/12/2025
A joint warning from seven industry bodies clarifies the legal status of RWA and extends liability to domestic staff of overseas firms.

Capital / Liquidity
HK Regulator, Banks Roll Out Additional Support for Tai Po Fire Victims
By Sanday Chongo Kabange | 05/12/2025
Measures include emergency loans and a six-month mortgage moratorium on approximately 300 loans worth a total of HKD 540 million.

Enforcement
SFC Secures Insider Dealing Conviction Against Former Computershare VP
By Sanday Chongo Kabange | 05/12/2025
The former executive used non-public information about a failed corporate privatisation vote to avoid a significant stock market loss.

Capital / Liquidity
Hong Kong to Launch IP Financing Sandbox to Boost Lending
By Sanday Chongo Kabange | 05/12/2025
Initiatives include a controlled environment for banks to test IP credit models and plans to modernise copyright and patent rules.

Enforcement
SFC Suspends Tung Tai Securities Executive Over US$3.3m Fraud
By Sanday Chongo Kabange | 04/12/2025
The SFC has suspended a senior manager for neglecting duties that enabled the fraud despite multiple clear warning signs.

Securities / Derivatives
Domestic Investors Enhance Market Stability but Reduce Liquidity: HKMA
By Manesh Samtani | 04/12/2025
New paper recommends a combination of policy measures to encourage domestic participation and targeted actions to alleviate the negative side effects on liquidity.
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