Hong Kong

    Securities / Derivatives

    SFC, HKEX Direct Investment Banks to Ensure Quality of IPO Applications

    By Sanday Chongo Kabange | 10/12/2025

    The SFC and HKEX have reportedly told investment banks to maintain standards as a surge in IPOs raises concerns about overstretched resources.

    Securities / Derivatives

    ASIFMA Urges Caution on APAC T+1 Shift, Citing Major Hurdles

    By Manesh Samtani | 09/12/2025

    A new industry paper highlights significant FX, operational and regulatory hurdles, calling for collaboration before any move to a shorter settlement cycle.

    Securities / Derivatives

    China Rapidly Aligning Derivatives Market with Global Standards: Experts

    By Manesh Samtani | 09/12/2025

    ISDA panel discusses rapid developments in China’s repo market, the adoption of margin rules for non-cleared derivatives, and opportunities for CGBs.

    Securities / Derivatives

    HKEX Aligns OTC Clear Margin Policy with New Reference Rate Model

    By Sanday Chongo Kabange | 09/12/2025

    From January 2026, interest on cash collateral at the clearing house will be based on benchmark rates minus a handling fee.

    Crypto / Digital Assets

    China Declares RWA Tokenisation 'Illegal Financial Activity'

    By Mark Johnston | 08/12/2025

    A joint warning from seven industry bodies clarifies the legal status of RWA and extends liability to domestic staff of overseas firms.

    Capital / Liquidity

    HK Regulator, Banks Roll Out Additional Support for Tai Po Fire Victims

    By Sanday Chongo Kabange | 05/12/2025

    Measures include emergency loans and a six-month mortgage moratorium on approximately 300 loans worth a total of HKD 540 million.

    Enforcement

    SFC Secures Insider Dealing Conviction Against Former Computershare VP

    By Sanday Chongo Kabange | 05/12/2025

    The former executive used non-public information about a failed corporate privatisation vote to avoid a significant stock market loss.

    Capital / Liquidity

    Hong Kong to Launch IP Financing Sandbox to Boost Lending

    By Sanday Chongo Kabange | 05/12/2025

    Initiatives include a controlled environment for banks to test IP credit models and plans to modernise copyright and patent rules.

    Enforcement

    SFC Suspends Tung Tai Securities Executive Over US$3.3m Fraud

    By Sanday Chongo Kabange | 04/12/2025

    The SFC has suspended a senior manager for neglecting duties that enabled the fraud despite multiple clear warning signs.

    Securities / Derivatives

    Domestic Investors Enhance Market Stability but Reduce Liquidity: HKMA

    By Manesh Samtani | 04/12/2025

    New paper recommends a combination of policy measures to encourage domestic participation and targeted actions to alleviate the negative side effects on liquidity.

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