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Market Infrastructure
HKEX to Introduce Volatility Control Mechanism on 22 August
By Samuel Riding | 19/08/2016
System aims to prevent extreme volatility from trading errors, other incidents.
Balding Bearish on Shenzhen-Hong Kong Stock Connect
By Samuel Riding | 18/08/2016
Renowned commentator Christopher Balding reacts to confirmation of second cross-border trading link.
Market Infrastructure
HK-Shenzhen Stock Connect to Launch in December
By Samuel Riding | 17/08/2016
China, Hong Kong regulators approve link; total daily quota set at USD3.5 billion.
Market Infrastructure
SFC Issues April-June Report
By Samuel Riding | 16/08/2016
Listing application vetting, registered entities hit record highs.
AML / KYC
HK to Issue New Account Opening Guidelines
By Samuel Riding | 16/08/2016
HKMA responds to concerns about SME and start-up access to banking services.
Market Infrastructure
HKMA’s Executive Director Retires
By Editors | 08/08/2016
Esmond Lee retires effective 7 August.
Capital / Liquidity
Hong Kong Revises Liquidity Risk Framework
By Editors | 04/08/2016
The revision aims to promote banks’ ability to withstand liquidity events.
Securities / Derivatives
AMAC Revokes Licenses of Over 10,000 Funds
By Editors | 02/08/2016
Association aims to restore China’s hedge fund industry as managers comply with stricter rules.
SFC Assigns New Investment Products Exec. Director
By Editors | 01/08/2016
The appointee will serve as head of investment products for three years.
HK Court Clarifies Money Laundering Rule
By Samuel Riding | 27/07/2016
Judgment suggests even ‘clean’ money can lead to prosecution if there are circumstantial indications of an offence.
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