Hong Kong

    Securities / Derivatives

    ASIC Chair Calls on APAC Regulators to Collaborate on Innovation

    By Manesh Samtani | 06/03/2026

    Joe Longo said ASIC will overhaul its own sandbox framework and urged regional alignment to avoid creating a "patchwork of standards" that encourages regulatory arbitrage.

    Capital / Liquidity

    Hong Kong Banks Extends Loan Relief for Tai Po Fire Victims

    By Sanday Chongo Kabange | 06/03/2026

    HKMA and HKAB announce extended loan repayment holidays and flexible mortgage arrangements for residents affected by the Wang Fuk Court fire.

    Fintech / Regtech

    Hong Kong Regulators Expand GenAI Sandbox Across Entire Financial Sector

    By Sanday Chongo Kabange | 06/03/2026

    The initiative now covers securities, insurance, pensions and payments, offering firms free computing power to test AI in a controlled environment.

    ESG / Sustainability

    SFC Chief Outlines Five-Point Strategy for Maintaining Market Resilience

    By Sanday Chongo Kabange | 06/03/2026

    Julia Leung warns against complacency amid market buoyancy, outlining a five-point strategy for APAC to build resilience through technology and collaboration.

    Securities / Derivatives

    HSBC Asia Chief Proposes 'IPO Connect' for Greater Bay Area

    By Sanday Chongo Kabange | 05/03/2026

    The proposal, modelled on the Stock Connect, aims to deepen financial integration by giving investors cross-border access to new listings.

    Securities / Derivatives

    Korea Eases OTC Trading Rules for Foreign Investors

    By Mark Johnston | 05/03/2026

    South Korea's FSC has proposed amending investment rules to allow foreign investors to trade restricted shares over-the-counter without prior approval.

    Enforcement

    Hong Kong AFRC Fines Mazars, Grant Thornton for Audit Archiving Failures

    By Sanday Chongo Kabange | 05/03/2026

    The firms were sanctioned for widespread and systemic breaches of the 60-day audit file archive requirement and related quality control deficiencies.

    Market Infrastructure

    Hong Kong, Macao Regulators Sign Revised Cooperation Pact

    By Sanday Chongo Kabange | 05/03/2026

    The agreement between the HKMA and AMCM expands collaboration beyond banking supervision to include financial infrastructure linkage and information exchange within the GBA.

    Securities / Derivatives

    SFC Chairman Urges Focus on Listing 'Quality' Over 'Quantity'

    By Sanday Chongo Kabange | 04/03/2026

    Kelvin Wong says long-term market health depends on quality listings and products, not just turnover and fundraising size.

    Securities / Derivatives

    ISDA Urges Hong Kong to Widen Exemptions from Clearing Mandate

    By Manesh Samtani | 04/03/2026

    Responding to an SFC-HKMA consultation, ISDA said it supports permanent calculation periods for clearing but urges the regulators to expand the scope of exemptions.

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