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India
Capital / Liquidity
French and German Banks Calling on RBI to Adjust Trading Rules
By Manesh Samtani | 19/09/2024
The existing rules would not be able to accommodate a third-party trading model proposed as a temporary solution to address ESMA’s derecognition of Indian CCPs.
Securities / Derivatives
India to Introduce Centralised Fee Collection Platform for IAs, RAs
By Ajoy K Das | 19/09/2024
The platform will provide an optional mechanism for investment advisers and research analysts to collect fees from clients.
Fintech / Regtech
India Launches Integrated Platform for GIFT City Regulatory Approvals
By Ajoy K Das | 19/09/2024
The digital platform allows firms to submit applications, obtain approvals, and fulfil related requirements without having to navigate multiple regulators.
Securities / Derivatives
SEBI Modifies Valuation Framework for AIF Investment Portfolios
By Ajoy K Das | 19/09/2024
AIFs will now have seven months to report valuations based on audited data from investee companies as against six months previously.
Market Infrastructure
SGX RegCo Reviews Corporate Query Regime to Reduce Frictions
By Nithya Subramanian | 19/09/2024
SGX RegCo adopts a three pillar approach to enhance the value of listed companies, but there have been calls for a more prescriptive approach.
Securities / Derivatives
SEBI Shortens Timeline for Allotment and Trading of Bonus Shares
By Ajoy K Das | 19/09/2024
SEBI issued a circular setting out guidelines to enable investors to trade bonus shares just two days after the record date, starting from 1 October.
Securities / Derivatives
SEBI Dismisses Co-location Case Against NSE and Executives
By Ajoy K Das | 18/09/2024
SEBI had directed NSE to disgorge billions of dollars in 2019, but the Securities Appellate Tribunal ordered the case to be re-adjudicated.
Securities / Derivatives
SEBI Withdraws Earlier Statement Criticising Employee Protests
By Ajoy K Das | 18/09/2024
SEBI said all issues relating to its employees will be addressed “internally and amicably through established channels”.
AML / KYC
India’s Adani Group Defends Against Allegations of Swiss Probe
By Ajoy K Das | 17/09/2024
Hindenburg Research says $310mn of Adani Group’s funds have been frozen in Switzerland in connection with a money laundering probe.
Securities / Derivatives
SEBI Chair Issues Statement Denying Conflict of Interest Allegations
By Ajoy K Das | 14/09/2024
The statement said consulting assignments of her husband occurred long before Madhabi Puri Buch took office as SEBI chairperson.
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